Lex_Fridman_Podcast_#498_–_Anthony_Kaldellis_Roman_Empire,_Byzantine
Summary
本期节目中,历史学家安东尼·卡尔德利斯主张所谓的“拜占庭帝国”其实从未存在,它在法律和文化意义上就是罗马帝国的不间断延续,其臣民始终自称罗马人,“拜占庭”只是后世史家出于政治原因的发明。他梳理了罗马国家长达约2200年的宏大历程,从王政、共和国到帝制,并强调重大领土losses往往是突发的外部冲击,而帝国大部分时间处于缓慢而稳定的增长与巩固之中。卡尔德利斯提出一个核心观点:东罗马是一个“君主制共和国”,皇帝并没有王位继承权,约46%的君士坦丁堡皇帝死于暴力推翻,因此统治者被强烈激励去真正为臣民服务,缩小言辞与行动之间的差距。他认为税收系统是把整个社会联结起来的引擎,而罗马认同与正统基督教信仰则提供了强大的凝聚力。他还讨论了卡拉卡拉赦令让各行省居民获得公民权、君士坦丁皈依基督教、查士丁尼的法典编纂与征服、希腊火等关键节点。谈到帝国最终于1453年灭亡时,他将真正的衰落定位在14世纪早期,并坚称若无接连不断的外部入侵,这个内部极其稳定、几乎从不出现分离主义的国家本可再延续千年。最后他把话题引向人性与历史,认为人性大体恒定而文化只是调节旋钮,并对当下人类文明的繁荣持谨慎乐观态度。
Chapters
-
拜占庭即罗马帝国的延续 0:00–1:00:09
历史学家安东尼·卡尔德利斯指出,所谓拜占庭帝国其实是罗马帝国的直接延续,其臣民始终自称罗马人,而拜占庭一词是后世出于政治原因的发明。对话梳理了罗马从王政、共和到帝制长达两千两百多年的历史,强调帝国的重大失败往往迅速,而多数时期则是缓慢稳定的增长与演变。卡尔德利斯还分析了维系社会的共识机制:皇帝通过法律、请愿以及竞技场上的民意互动来塑造勤政负责的形象,而近半数皇帝被暴力推翻的现实迫使他们真正回应民众需求。最后谈及公元212年卡拉卡拉敕令将罗马公民权扩展至几乎所有自由居民,深刻改变了帝国的共同体结构。
-
三世纪危机、戴克里先改革与君士坦丁 1:00:09–2:00:29
本节讨论了罗马公民权敕令带来的影响,以及三世纪危机——五十年内二十六位皇帝被杀、内战、瘟疫、通胀与外敌入侵几乎使帝国瓦解,但普通行省居民的生活未必如此动荡。随后戴克里先通过四帝共治、普遍征税和更庞大的官僚机构实现稳定,并对比了现代“深层政府”概念。最后重点讲述君士坦丁的崛起、其残酷手段、于330年建立作为“新罗马”的君士坦丁堡及其战略与政治意义,并深入探讨基督教如何被罗马帝制体系吸纳、缓慢传播,以及宗教在东罗马帝国中既统一又分裂的双重作用。
-
西罗马衰亡、东罗马治理与查士丁尼 2:00:29–3:00:20
本节讨论君士坦丁堡如何靠元老家族与免费粮食迅速聚集人口,以及资源东移如何加速西罗马于476年的崩溃,并分析东部因地理、坚固都城和地方社群对罗马国家的认同而得以幸存。随后详解东罗马的军事与文官治理、以豁免为核心的税制、宦官在宫廷中的制衡作用,并指出并不存在与国家隔绝的孤立村庄,税收、货币与教会将所有社群紧密联结。嘉宾还辨析该政权应称为‘君主制共和国’而非帝国。最后重点评述查士丁尼:其出身、法典编纂、征服战争的过度扩张、尼卡暴动与圣索菲亚重建,以及被认为影响被高估的查士丁尼瘟疫。
-
拜占庭的存续、衰亡与历史启示 3:00:20–3:58:29
本节梳理东罗马(拜占庭)帝国在波斯、阿拉伯多方战争后的存续之路,包括失去埃及等富庶行省、君士坦丁堡的两次阿拉伯围城被击退,以及作为国家机密的"希腊火"武器。嘉宾指出圣像破坏之争实际只有少数精英关心却主导了史料书写,并主张帝国的历次危机多源于外部冲击,其内部制度反而具备长期稳定与自我修复的韧性,衰亡真正的不可逆点约在14世纪上半叶。最后对话延伸到把美国视为"帝国"、修辞与行动应当一致等现代启示,以及对人类历史阶段与未来的乐观展望。
Highlights
-
The burden of proof is on those who would assert that what we've been calling the Byzantine Empire is something other than the Roman Empire, because all of our sources are very clear about this. It's almost a form of cognitive dissonance, right? It's like when you know something ...
举证责任在于那些声称我们一直称作拜占庭帝国的东西不是罗马帝国的人,因为我们所有的史料对此都非常清楚。这几乎是一种认知失调,就像你明知某件事是真的,却依旧假装它不是。
Provocative thesis that reframes the whole topic -
And let me just tell you you're making a deal here with the Romans. The Romans, the name should say it all. And you get a sense that this is expressing a certain pride in like being a bearer of the Roman tradition.
让我直说吧,你们这是在和罗马人做交易。罗马人——这个名字本身就说明了一切。你能感受到,这话表达出一种作为罗马传统承载者的自豪。
Vivid 6th-century anecdote of Roman pride -
Just take the thousand years that I study. There's something like 120 civil wars. They're never about ideology. They're solely about who has the power. All sides have the same ideology. They're just competing over who's the best man to do the job.
就拿我研究的那一千年来说,大约发生了120次内战。它们从来不是关于意识形态的,而纯粹是关于谁掌权。各方的意识形态完全相同,他们只是在争夺谁最适合干这份工作。
Reframes civil wars as power contests, not ideological ones -
I'll give you some statistics. Something like 46% of the emperors of Constantinople are overthrown through violence. 46%. That's almost half. Which means that every emperor's vulnerable and insecure, and they know it.
给你一组数据:大约46%的君士坦丁堡皇帝是被暴力推翻的。46%,几乎是一半。这意味着每一位皇帝都很脆弱、没有安全感,而且他们自己心知肚明。
Startling statistic explaining imperial accountability -
In Constantinople, we don't have those kinds of institutions. We have instead an ongoing referendum, a perpetual referendum. And in fact, the emperors are conducting opinion polls in a sense because they appear in public. Everyone is expected to cheer and chant acclamations.
在君士坦丁堡,我们没有那类制度,取而代之的是一种持续进行的公投,一种永恒的全民公投。事实上,皇帝在某种意义上是在做民意调查,因为他们会公开露面,人人都被期待欢呼并高喊颂词。
Novel framing of the Hippodrome as a perpetual referendum -
Within a generation, you have a situation where like all of the emperors are provincial. All the most powerful people in the empire from the provinces. This is like my breaking, my blowing. This is incredible. The fact that the Roman Empire was able to do this and it stuck.
仅仅一代人之后,就出现了所有皇帝都来自行省的局面,帝国里最有权势的人全都来自行省。这简直令我震撼,太不可思议了——罗马帝国竟然能做到这一点,而且真的落实了。
Surprising scale of Roman social mobility -
Imagine if the British at the time of the peak of the empire bestowed British citizenship on everyone, including in India, and suddenly made positions of power in London available to people from India, including the throne. It's just unthinkable.
想象一下,如果大英帝国在巅峰时期把英国公民权授予所有人,包括印度人,并突然让印度人可以出任伦敦的权力职位,甚至坐上王位——这简直不可想象。
Striking comparison highlighting how radical Caracalla's edict was -
Someone put it that most of the time it's people who own the land. And in this arrangement, it's the land that owns the people.
有人这样形容:大多数时候是人拥有土地,而在这种安排下,却是土地拥有了人。
Memorable inversion describing tax-bound farmers -
He also murdered his own son, Crispus, who was apparently a very competent and popular general. He executes Crispus soon after defeating Licinius and then follows it up with the murder of his wife. He doesn't even try to justify it, which means it must have been something unjusti ...
他还谋杀了自己的儿子克里斯普斯,此人显然是一位非常能干且受欢迎的将领。他在击败李锡尼后不久便处决了克里斯普斯,随后又杀害了自己的妻子。他甚至都不试图为此辩解,这说明那必定是件无法辩解的事。
Dark, unexplained murder by history's most consequential emperor -
New Rome is literally stealing food from the mouth of old Rome. That grain, that's coming from Egypt. It sends a strong signal to the people living in old Rome that long term should probably move.
新罗马简直是从老罗马嘴里抢食物。那些粮食来自埃及。这向住在老罗马的人发出了强烈信号——长远来看,他们大概应该搬走了。
Vivid image of power shifting east to Constantinople -
This is when the people of the capital rise up against him and there's like about 10 days of street fighting and he brings in some armies and eventually he orders his armies to slaughter the protesters leaving more than 30,000 dead.
那时首都民众起来反抗他,发生了大约十天的街头战斗,他调来军队,最终下令军队屠杀抗议者,造成三万多人死亡。
Shocking scale of the Nika riots massacre under Justinian -
Once the Vikings show up, like when they would raid attacked Constantinople in the 940s, then again in the 1040s, the Romans used Greek fire fleets to just incinerate them. And that'll teach Vikings.
等到维京人出现,比如他们在940年代、又在1040年代进攻君士坦丁堡时,罗马人就用希腊火舰队把他们烧成灰烬。这可给维京人上了一课。
Greek fire as a closely guarded superweapon against Vikings -
We're talking about a society that was right in the middle of one of the main corridors of empire building and new religions in the world. This is the most dangerous neighborhood that you can possibly live in. No wonder it didn't survive. It would have been extraordinary if it ha ...
我们谈论的是一个恰好位于世界帝国扩张与新宗教主要走廊正中央的社会。这是你所能居住的最危险的街区。它没能存活下来并不奇怪,若真的存活下来那才是非凡之事。
Geopolitical framing of why the empire's survival was remarkable -
An extraordinary effort was made by the authorities to persuade their subjects that they were ruling on their behalf, and for the most part actually tended to do so. And the second is that it had a very tightly unified identity as Roman and as Orthodox. Those two factors combined ...
当局付出了非凡的努力去说服臣民:他们是在代表臣民进行统治,而且大多数时候确实是这么做的。第二点是它拥有一种非常紧密统一的身份认同——罗马人和正统基督徒。这两个因素结合起来,让每个人都有理由维系它,因为其他选择更糟。
Crisp two-part thesis on why the empire held together -
And now, let me leave you with some words from Benjamin Franklin. A great empire, like a great cake, is most easily diminished at the edges.
现在,让我用本杰明·富兰克林的一句话作结:一个伟大的帝国,就像一块大蛋糕,最容易从边缘被一点点削去。
Elegant closing epigram tying to the whole episode
Full transcript
The following is a conversation with Anthony Caldellis, a historian of the Eastern Roman Empire, also known as the Byzantine Empire. And now a quick few second mention of each sponsor checked them out in the description at lexfreedman.com slash sponsors is the best way to support this podcast.
We got upwork for hiring, quality, freelancers, Finn for customer service AI agents, better help for mental health, element for electrolyte, Shopify for selling stuff online, and our old friend, Proplexity, for curiosity-driven knowledge exploration. Choose less than my friends. And if I may call you as such, my fellow Roman history enthusiasts. It is not always true.
that the memes on the interwebs carry within them an accurate depiction of human nature. But when that meme said that all men think about the Roman Empire, it is in fact true. Anyway, now onto the full asher. He's tried to make a interesting butt. If you skipped, please still check out the sponsors. I enjoy their stuff. Maybe you will, too, to get in touch with me. For whatever reason, go to lexfreedment.com slash contact.
Since I'm traveling the world, there you can give me feedbacks on for a coffee or since I'm traveling in the world, give recommendations for travel. Oh, and you can also apply for the various positions that we're hiring for. We have an incredible team, but we also want to help translation editing all of it. Anyway, speaking of which, this episode is brought to you by Upwork, a platform that helps you.
find expert freelancers to help you build design and scale your business. Now, I should mention that Upwork is a place where you can hire people for consumer use cases for smaller things, but you can also hire people for big business use cases, both extremely effective. I think hiring requires great tools. And Upwork is a great tool that I've used many times throughout my life. There is nothing.
as fulfilling, as valuable, as awesome in life, as working with a great team, and the process, and the tools, and the effort of hiring a great team is truly worth it. It's just a really nice mechanism for matching employers and employees, plus they're starting to integrate AI into the whole process by giving you an AI-powered shortlist visit.
Upwork.com slash Lex right now and post your job for free. That's UPWORK.com slash Lex. This episode was also brought to you by Finn, the number one AI agent for customer service, used by many incredible companies, including AI companies. That's when you know your legit. If an AI company is using you for an AI service, that's what Finn does. It takes a niche.
Specialize it and becomes the best in the world at doing that thing and very few things are as important as communicating with customers and From the business side managing that communication because you have to do all kinds of complex things like returns exchanges disputes and Through all of it you have to deliver high quality personalized answers and you have to integrate the AI in a way that maximizes the average resolution rate And Finn does just that. You can go and check it out for yourself at fin.ai-slash-lex to get 500 bucks per month in Finn credits for your first three months. That's fin.ai-slash-lex. This episode was also brought to you by BetterHelp spelled H-E-L-P help. They figure out what you need to match with a licensed professional therapist in under 48 hours. You know, some people will say that I'm traveling.
around this beautiful world of ours because I'm running from something. Maybe there's demons somewhere deep inside there that I'm trying to reverse engineer, deconstruct whatever it is. No, I just am so happy to be alive. And there's nothing like travel that makes you open your eyes to the beauty even in the mundane. Because you know, you show up to a new place, it's new.
and that newness forces you to kind of really look around with open eyes. And you see every single thing other people's faces, other people's smiles. The street signs, the way the streets are, the cars, the smiles, the flowers, the food, all of it. All the things that you just take for granted in the incredible city, in an incredible town that you live in, or that I live in, that is called home.
Sometimes you need to take a leap out into the unknown in order to see the very thing that makes life worth living back at home too, because it's the same awesome world everywhere. Anyway, why I mention that. Oh, because of demons and, you know, I do believe that talk therapists a really powerful mechanism for doing that. Better hub is super accessible. It's easy to squeeze affordable and available worldwide.
Check them out at betterhelp.com slash Lex and save in your first month that's betterhelp.com slash Lex. This episode is brought to you by element my daily zero sugar and delicious electrolyte mix watermelon salt brings joy to my heart. I am traveling the world and I'm rapidly realizing that there's certain parts of the world we're getting element delivered and purchased is more challenging than other parts of the world.
So you have to pack a bunch if it brings joy to your heart like it does to mine. Lessons learned, but I still have elements that were good. When I'm fasting, when I'm not eating much, when I'm doing crazy stuff, traveling all over, electrolytes and water is the foundation of happiness. And water, you know, how to get. Not always easy to get, by the way.
But let's set that aside. The electrolytes part, that's taken care of by element. They got your sodium, your potassium, your magnesium. Get a free ACON sample pack with any purchase. Try it at drinkelement.com slash Lex. This episode is also brought to you by Shopify. A platform designed for anyone to sell anywhere with a great looking online store. I have not been using social media much, so I have not seen what Toby.
and DHH have been writing much. I haven't been watching anything. I've been reading books. I have been thinking, and I've been using agents a lot. But I need to tune in because Toby, the CEO of Shopify, in case you don't know, I was given praise, DHH, I think is on the board. I don't know. But he's the man behind Ruby on Rails, which is the engine behind a lot of the Shopify engineering. You can go check out some of the incredible stuff they blog about on the engineering front. If you like, that's not what this ad rate is supposed to be about. I'm supposed to tell you to open a store and it's supposed to be easy and then make it easy. I set up a store to sell shirts, but the engineering behind it back to the real stuff. The engineering behind it is the incredible stuff. From the very top in Toby,
to every single engineer and I've met a bunch of them in Europe just a great team building great infrastructure that at scale has to deliver with low latency and make you fund the program and now make you fund the program for agents. You can sign up for a $1 per month trial period at Shopify.com slash Lux. That's all lowercase.go to shopify.com slash Lux to take your business to the next level today. This is Alex from your podcast.
To support it, please check out our sponsors in the description, where you can also find links to contact me, ask questions, give feedback, and so on. And now, dear friends, here's Anthony Caldelas.
You've described that the Byzantine Empire is the Roman Empire, that calling it the Byzantine Empire is an invention of historians writing long after the Empire has collapsed, that the people of that time consider themselves Romans and that the so-called Byzantine Empire never actually existed, that it was in every legal and cultural sense the Roman Empire continuing unbroken. So let's get our terms right.
and the grand historical context, what is the Byzantine Empire and why should we just call it the Roman Empire? So like the burden of proof is on those who would assert that what we've been calling the Byzantine Empire is something other than the Roman Empire, because all of our sources are very clear about this. And we've known about this, we've always known about it. It's almost a form of cognitive dissonance, right? It's like when you know something is the case, but you carry on as if it's not.
The Eastern Roman Empire, this is the direct continuation of the ancient Roman Empire in the east, right? Everybody knows the Western Empire fell in the fifth century. And for many conceptions of Western history, that was sufficient, like that's when we just called it the Roman Empire fell in the fifth century. And we kind of, yeah, we kind of know that the Eastern half survived, but we don't want to include that in our cultural genealogy. And so we kind of pretend that it became something else.
But in fact, it called itself the Roman Empire. Its subjects were Roman citizens. They called themselves Romans all the way down through to the end and beyond. So there are a number of reasons why Western Europeans wanted to think that the Eastern Empire is something different. And those reasons have created these models where they called it Empire of the Greeks for a thousand years and they switched to Byzantine Empire for very political reasons. Now that's collapsing. So we're now moving into a phase where we have the long Roman Empire. We recognize that the history of the Roman state, the Roman polity, is something that lasts an extraordinarily long time. Very unique almost in history, from antiquity, the archaic period, down to the 15th century. I think it would be really nice to actually look just for a brief moment at the grand scale of the the full Roman state as the last four are over.
2200 years. So it's founding 753 BC to let's say the fall of Constantinople in 1453 AD. So can we try to give a big picture overview of everything that happened? Okay, so first we have a period of the kings. This is almost legendary from like the 8th century BC down to around 510 BC. So this is when Rome is ruled by a series of local kings.
The Kings are expelled, and the Republic, or what we call the Republic, is instituted. And this is a regime that's governed by mostly an aristocracy, but with cooperation from the people of Rome in various ways that the arrangements change over the centuries. So that lasts for about five centuries. And then we have the end of the Republic in the era of Julius Caesar and Augustus Caesar when the civil wars lead to the creation of an imperial monarchy, under Augustus.
So we date that roughly, either at 27 BC, something like that. And thereafter, it is an imperial monarchy for the next millennium and a half. Very broadly, we can divide that into two phases, one where the center of power is in Rome, and one where it's in Constantinople. And we can debate the dates of when that transition takes place. These big transitions usually take place over long periods of time. They're not very sudden.
So, that's the big picture. Kings, Republic, Imperial Monarchy. The Roman Kingdom, the Roman Republic, the Roman Empire. Yes. And then the West and East Roman Empire. Yes. And then maybe what are the different terms that we could be using for the Byzantine Empire, including Byzantium? Is it also fair to say the late Roman...
Empire so they Roman Empire we use for both east and west starting around the reign of Diocletian maybe even a bit earlier so during the third century AD and That goes down to maybe the early seventh century so that period we call late Roman Empire and If you ask me to define its principal characteristics, it would probably be the tax system and the administration of bureaucracy of The later Roman Empire is that that comes from mostly Diocletian and Constantin's reforms. And Diocletian was in the third century. Yes. 284 to 305 AD. Yes. It's very important reformer. And we'll talk about it, but let's just do this whirlwind and hopefully there'll be automagical images somewhere over overlaid. Okay. So 753 BC, Rome, a small city state is founded. And in 509 BC, the Kings are overthrown and the Roman Republic is born.
390 BC the Gauls sack Rome and this I believe among other events throughout a history is a formative trauma that hardens Rome's security obsession it turns out throughout its history people want to attack from different directions and so you have to defend so there's two wars as we're actually saying off-mic there's two kinds of military operations one is Wars of conquest and expansion and and one is more defensive and we'll talk about how the military changes throughout this history To allocate more effort to one versus the other in 264 to 146 BC the punic wars and the survival against Hannibal transform Rome into a Mediterranean superpower then Like you mentioned Caesar and 49 to 31 BC
Caesar's crossing of the Rubicon to assassination of Caesar to the Battle of Actium and then the Civil War dismantles the Republic and concentrates power in the single ruler Octavian aka Augustus the first Roman emperor let's say and 27 BC Augustus found the principate Really low key monarchy and so officially that ends the Republic and then that begins 27 BC to 180 AD, the Pax Romana, which is a period of relative peace and stability. And a lot of the emperors we know of, the sexy popular emperors, I'll come from that period. Marcus Cerillius, I'm a big fan of, from that period. Then that takes us to 284 AD. The guy we mentioned, Diocletian, who rebuilds the state, emperors drop the first citizen mask.
this perception of the way and we'll talk about the persona that's presented by the state 312 AD, Constantine defeats McSensius at the Milvia Bridge to become the sole ruler of the Western half of the Empire and then found Constantinople in 330 AD, Eastern Western split in 395 AD, Visigoth, Sac Roman for 10 AD, the West Falls at 476 AD, as the last Western emperor is deposed. And then we sort of focus more on the East Roman Empire with 527 in the 6th century, Justinian's reign. In the 7th century, Heracus defeats Persia and then loses against the Arabs. There's the Arab conquest continuing in the 7th century. In the 8th Arab siege of Constantinople, fails.
the Macedonia Dynasty in that you have an excellent book about and then the Crusades and then the Venturi leading to Constantinople falling in 1453 AD as a person who understands the full journey of it with a focus on East Roman history is there obvious glaring holes or incorrect things In what I just said no nothing incorrect. I would say if if you wanted to produce a sort of Very swift timeline of its history It's obviously important to focus on the moments when lots of territory was lost to foreign invaders and these are actually three main moments There's the Arab conquests in the six thirties. This is a decade
In a decade, that war was lost. It is the Seljuk Turk conquest of Asia Minor, modern Turkey, in the 1070s. And that was very swift, and partly reversed afterwards, but only partly. And then there's the 4th Crusade, 1204, when the armies from mostly France, SAC conquered Constantinople and dismembered the empire as much as they could.
It didn't last that long. The Romans managed to regroup and recover, but those are the three main crisis points. They are very swift, but they cause incredible damage. For all the rest of its history, it is a state and society that is generally consolidating, you know, regrouping and generally engaged in slow but steady economic growth, territorial expansion, a small scale, but steady. So we can talk about this. I think it's an important thing to keep in mind about the big picture, that the defeats were swift and kind of terrible. But the most of its history is one of slow growth. There's some traumatic events that have a big impact, but a lot of the developments we'll talk about, it might
seem or feel like there's a particular moment when those developments or changes in the way the government or the military structured arise but really it's a gradual process. Exactly. That's the tension we have to be constantly dancing with. Yeah, so as historians, this is a point of method and it's very important. There are moments when individuals with a great deal of power make choices that impact everybody else and have long-term consequences downstream. Constantin's conversion to Christianity, for example.
Right? Not something that anybody could have or did predict. Okay. Otherwise, most of the developments that we identify by specific dates, like you mentioned, 395, the Division of the Eastern and the Western Empires, those are conventional dates that we used to actually capture what is in fact a much longer process. There was no split between the two halves. It was one among many our allocations of jurisdiction to like one son and another son in the East and the West, the two halves were subsequently reunited, then they kind of divided again among different emperors. It's just a process. And so we sometimes use fixed dates for what is in fact a process, or for 76, the fall of the Western Empire. This is the last date. It's actually a very long process that took decades.
So that's just something to keep in mind that sometimes you're talking about processes, sometimes you're talking about very discreet events with long-term consequences. Yeah. Maybe an impossible question for a Roman state that lasted over 2200 years, but is there a kind of through line, a thread, a soul that runs through the entire history of the Roman Empire? As you said, it's slow transformation and evolution, but if we dare call the whole thing Roman Rome, the Roman state. Is there some aspects, some characteristics that run through the whole thing? I think so, yes. By the way, you know the metaphor, the ship of Thesius. So in case the audience doesn't know it, this is when there's a ship and it's at sea. And over time, like every component of that ship is replaced with some other component. So by the end of the story, it has none of the original parts. But it
It's like, in a certain sense, still that ship because of the story. Roman history is different from, let's say, Greek history or Christian history. Christian history is the story of a religion. It can be in any country, among any ethnic group, it's here, there, it's everywhere. But you still have histories of Christianity. It's the same with, say, Greek culture or your Greek literature. It's not a function of a particular state.
Ancient Greeks were famously never united in a state, but it's people who culturally accept that tradition as their kind of elite prestige culture and engage with the Homer and Plato and so forth. And they can be anywhere. Roman history is not like that. Roman history is very specifically the history of a state or a political community. And so this is the community of the Roman people, the Roman citizens.
And it is in gradual evolution, but at no point is there a rupture in that history such that its members would ever think that something dramatic had changed and that they're no longer part of that story. So in the same way as the ship I just mentioned, in other words, it's the narrative that you tell about it where the changes that take place to it make sense only when you see them within the context of that story. It's the same with Roman history.
Yes, there are changes, like eventually everything changes. But it happens so gradually that it doesn't seem that way to anyone living in it. And so the narrative of the history of the Roman people is what holds all of this together. How important is it that so you mentioned Greek culture? So a lot of my friends who are Greek are extremely proud of being Greek. There's certain cultures that are proud. Sure.
And it's not a momentary, ephemeral thing. It feels like a thing that has lasted for many generations. And so that is an engine that propagates through time that carries that culture forward. And so there's a similar thing applied for the Roman Empire in a different way, maybe because you say it's a political kind of community. That means a set of ideals. And we'll talk about it because those ideals become even more concretized.
explicit, I think, through the East Roman Empire, because one of the things you talk about is that the citizens of the empire kind of all connected that they are engaged in this whole sort of machinery. Anyway, that's a complicated way of asking, is there some elements that Greek pride, do they speak? Is there some kind of Roman pride that propagates the thing? Oh, there totally is. You can find authors and historical agents who definitely display this or talk about it. But we don't want to make that the center of the story of the basis for any analysis because so what you're observing in your Greek friends is also the result of modern nation building is it's the result of modern systems education and sort of national identities and these are fostered and created through all kinds of media and institutions. It's just a different situation altogether. What you find in
ancient republics or medieval states is more something like a consensus To be ruled to be to rule and to be ruled in this particular political community Now some members of it may definitely and in fact did have this kind of pride I'll give you an example So there's an ambassador in the sixth century and he's concluding a deal with the Persians and you know the Persians are skeptical because senior Romans can't always be trusted that this guy says to them. He says um And let me just tell you you're making a deal here with the Romans. The Romans, the name should say it all. Okay, and you get a sense that this is expressing a certain pride in like being a bearer of the Roman tradition and speaking for the Ampers and the Roman Empire. I mean, that's for him. This was something very, very momentous. You find these kinds of examples. So these people exist, but I wouldn't want to make that the basis for like an analysis of how the society works.
as a whole for the most part was something like a consensus where Sub you know subjects or citizens however you want to call them they agree to Let's say be taxed and be ruled by political authorities because of what they get in return and there's this kind of understanding of a a mutual set of responsibilities And my concern among other things is to try to explain how this society held together for so long Pride, yes, among some people, definitely. You find it in the sources, but sources are texts are written by literate usually elites. So this is a small part of the population. We can't automatically extend their attitudes to everybody else. So in dealing with everyone else, we have to work with different kinds of materials, different kinds of assumptions. We can't just posit that they're just proud of being Roman. They could have been. We don't know that, though.
We can see other sorts of things about them. Like, for example, did they pay their taxes? Did they try to rebel and leave the empire? So those are the kinds of things that I look for. Pride is one component, but it could be other explanations and factors that explain what motivates a soldier to defend the capital, for example. Thank what motivates A particular person to pay the taxes and then this is this is something that we'll definitely talk about but just a linger the big picture If the Romans from the different periods met how different would they be from each other? Like if I if I brought to you this one of those, you know, there's like blind taste tests you could do with food Yes If I briar Roman from the kingdom period
The Republic period, the early Imperial period. I mean, I get asked this in a much more radical form. Like if you take someone from like around 1453 who's a Roman and a subject of this and compare and you know.
compare him or have him meet in your imagination with someone from the ancient republic. Could they find any kind of agreement on what it means to be Roman and recognize each other as belonging to that polity? This is a very difficult thing. Now, I can point to a number of things that they would find eventually. And if you told them, you're both Romans, you're both from this long history. Now you have to find what you have in common. I think they could find things. But before we talk about those if you want to get into it. Let's just say that the question can even be posed about Romans who live at the same time. I mean, if you take a senator from the age of Cicero and someone from the slums of Rome, who's maybe the son of a slave who was brought from the East by some general ageneration ago,
and put them in a room and say, now you can discuss, you're both Romans, what do you have in common? They might have trouble in coming up with something, right? So let's not minimize the sheer diversity of experiences and sort of life experiences of Romans who are living at the same time. The important thing is that change is always happening and from my standpoint, this change is cumulative, so it results in a Greek-speaking Orthodox Christian Romans in Constantinople, who at first sight might have little to do with Latin speaking non-Christians or worshipping the ancient gods, Romans from a Republican Rome, and those are very different situations, and no doubt they would look and seem foreign to each other, right? The question is
Why do we assume that someone like Hadrian, an emperor from the 2nd century, a very cosmopolitan figure who travels around the empire with his Greek lover and writes poems and has a Greek beard and loves Greek culture.
has much to do with someone from the middle republic who's some warrior who's chasing down cattle from the Samnites and yet the way we understand history is that oh no those belong together. Hadrian and this ancient Roman from the 4th century BC but not Hadrian and someone you know an emperor a few centuries later.
who's just like him by Linguil and Greek and Latin, who's kind of cosmopolitan, who reads the same stuff, because we posit this rupture between Roman and Byzantine. One of the ways we can try to analyze this is, for example, looking at a very specific role in society across time. So we can look at soldiers, how they saw violence, for example. That's one way. So you're making me realize that we can just take a thousand different professions and positions in society and really specifically look at what the experience of the world was like. And so one of them is the view of unviolence across time. And the other is the view on the role of the government across time. That's an excellent way of putting it. So it takes soldiers, for example, they swear a note.
have the oath for every given period. We have some approximations of it, some hints of what it contained, but we know that Roman soldiers swore an oath, like throughout all of the centuries of the Empire. Sometimes they might add like a Christian formula to it, sometimes before that not, but they swore basically to protect the Republic, or depending on what term they used.
or the empire or the emperor, and this is something that they would have recognized very quickly, like if they met each other over time and said, hey, what was your oath like and they recited it? This would have made much sense to them, right? Or take, for example, a woman who runs a business, right? From any century of the empire, it would have been, especially the later you go the more so, that this woman is enabled to do this by virtue of...
Roman law. A certain Roman law of property and inheritance and marriage, but also regulations regarding who can do what and what kinds of properties women can handle under what circumstances. This is something that Roman women had in common that many other cultures did not. So I'll give you an example. So for example, in the 10th, 11th century, there are Jewish women who live in the Eastern Roman Empire.
who realize that they have more rights in Roman courts than in rabbinical ones. And they take their disputes to the Roman courts. Now, the thing is that for the Romans, these are property matters, not religious matters. But for the rabbis, these are religious matters. But the Roman courts trump the Jewish courts in the empire, right? And so you ended up with a situation where Jewish women have more rights.
then Jewish women do elsewhere because Roman law is not operative. And there you go, these things matter. And that's a function of imperial law. And this would be an interesting, actually, interplay between the law and religious institutions throughout the East, Roman Empire. So you argue that even though the personality of the very emperor is varied, as we'll talk about, and as they're often Venerated, celebrated, criticized, talked about. The late Roman Empire was projecting a persona to its citizens that was consistent throughout its history. Can you describe what you mean by this and describe the different detail characteristics of this persona? Yes. So this persona, it's what the governments or the emperor, the court, and the spokesman, the bureaucracy want their subjects to think.
this whole thing is about. Like, how is power being used? Why and for whom? Right? And they do so in laws that they promulgate throughout the empire. Sometimes they have these laws read in church, for example, or posted publicly. They're definitely eager to have them communicated to as many people as possible. But they're also a function of imperial rhetoric. So the way you praise an emperor, the way you talk about an emperor, You find this language in petitions, so this is a hugely important glue for this society, is that anyone could basically petition the authorities for, let's just say just about anything, that's not technically true, but there's a lot of petitioning going on. So, you know, if you think something's wrong or you've been treated unjustly, you can petition local officials, even imperial officials, you can petition the emperor, you can, right?
The expectation is that that petition will be read, addressed, and answered. I might not be answered in the way that you want, but it will be answered. And those responses contain this language also, right? So these are the different media through which the emperors are broadcasting this persona. And that persona is what? Basically, that the authorities are responsive to the needs of their subjects, that they are often accountable. In other words, they understand that they are exercising public power and that their mandate is to exercise it solely for the benefit of their subjects. They keep saying this. So, renouncing any kind of private interest. In other words, we're not doing this for our benefit, say, the authorities. We're doing this for your benefit, also that they're proactive. So, the emperors are constantly saying that we're planning ahead
We're trying to foresee what problems you might have and we are solving them before you experienced them, and that they are also working very hard. So, hard-working, in fact, one of the cliches that they keep using is sleepless. The emperors keep saying that I'm losing sleep over this. I'm not sleeping at night because I'm just worrying so much about your problems and how to solve them. Just Indian, for example, was publicly known as the sleepless emperor.
And not because he was a demon whose head floated around in the palace on its own. Which some people. That's the thing. It was a thing. That's a whole thing. But sleep was the terms of work so hard. There's no time to sleep. He wasn't workaholic. That is conceded by you and his enemies. All night he was up. Just hauling officials in at any old hour to talk about whatever wars and architecture and laws and to religion and theology and whatever.
So the embers are projecting this image, right? So that's what I call the persona. Tireless effort to work on behalf of subjects, to do so responsibly, to be responsive and accountable. In other words, if some of my officials rakes the law or oppresses you, I'm giving you instruments, like legal instruments, by which to hold them to account. So that's the persona. It's very consistent.
And I think it's part of the mechanism of tying the society together. In other words, if subjects think that their emperors are like this, they're more likely to agree to the consensus of essentially paying taxes. And you draw this distinction between rhetoric and action, what the authorities say and what they actually do. So when you say persona in the modern times, some of that could be reframed as propaganda, for example.
uh, in propaganda implies that the rhetoric that there's a big gap between the rhetoric and the action. And one of the things you said you took away from reading Machiavelli is that we should judge people not by what they say but what they do. So how much of the Roman Empire's government of what they espoused was merely rhetoric and how much was true in how they acted? Yes. This is a key lesson I took from reading Machiavelli and I found this a very insightful way of thinking about politics and I would recommend that anybody kind of practice this way of looking at the world, right? People and states and, you know, powerful people can say anything they want to. At the end of the day, what matters is what they actually do. And this doesn't mean that what they say is irrelevant even if it's discordant with what they do, but nevertheless.
In the case of these Roman states, so my research suggests that the emperors and the authorities were generally sincere in what they said. In other words, I have found that they generally did what they said they were going to do overall, not perfectly, obviously. And, of course, these are human beings we're talking about. The human societies, there was a lot of corruption and you name it. Abuse, of course, of course there is.
Overall, I think that there was a sufficient level of understanding that the emperors are in fact doing this, and they were actually incentivized to do this. We can talk about how, because they were also in a pretty vulnerable situation too. So they needed their subjects to be relatively content on this front. Isn't this surprising to you? So, you know, from the outside point of view, Roman emperors, even in the East Roman Empire, technically have a lot of power. You can even say in some cases, absolute power. And yet, they seem to be awfully worried to make everybody in the empire happy. What explains that? What explains the small gap between rhetoric and action in the East Roman Empire? A number of things, but ultimately it is that there is no right to the throne.
And this is a function of the Roman matrix of politics here, in other words. So here's a bit of a paradox. What we call the Roman Republic was the most imperialistic phase of Roman history. This is when the Romans did most of their conquering. What we call the empire has much less imperialistic in this way. That's much more defensive in its approach. And yet our terms are a little mismatched in that way.
the empire is more a function of the that it has an emperor rather than it is engaged in imperialism and that emperor emerged out of the republic but emerged out of the republic in a very strange way in other words not as a Dynasty that created the state so for example if you think of the Ottoman Empire many other empires they the whole thing existed because this dynasty engaged in conquest and was successful in creating the state. And so the dynasty was like at the heart of the state. But it's not at all the case in the Roman Empire. The emperor is a figure who emerged within a republic. And in order to create peace after the Civil Wars, those emperors had to for a long time kind of pretend that they were not what they really were. And by basically
you know continuing to flatter the idea of a republic that is you know has a first citizen maybe oh no no I'm not a king I'm just I have this office and that office and that office whatever the senate has given me now we understand that's a facade but the fact that they had to create this facade at all is very important can we actually just linger on that I mean how much of this could you say they had to create this facade yeah did Augustus who started the whole thing of the first emperor Rome Did he have to act that way because he kept acting like he's not an absolute monarch and he could have gone hardcore Destroy the Senate just full a hardcore rule dictatorship government, so so he wants to be an effective governor, and he also wants to not be overthrown exactly because you know
Just because you ended one civil war doesn't mean that there's not going to be another. You have to create a consensus such that people don't want to have another civil war. If he did what you said, which he in theory could have done, but that would have just led to more wars, right? So the problem is that the emperors, even those who come to power through violence, they can't prevent other people from trying to come to power through violence because like I said, no one has a right to the throne. We should also say one more thing where Yeah, I carefully say this but it seems like riots and civil wars is a feature not a bug of the system. Yes, this is a different thing that we have to the modern day is Because the threat of a civil a violent civil war were you overthrow the government and there's just a lot of death and struggle for power is always a threat
That's another incentive. I guess the stick, not the carrot, but the stick for the emperor to behave. Yes, it's the main one. In other words, just take the thousand years that I study. There's something like 120 civil wars. These are usually very swift. They're over quickly, and they're never about ideology. So they're not like modern civil wars, right? It's about slavery or the rights of kings or whatever. No, no, no.
They're solely about who has the power. All sides have the same ideology. They talk about the responsibility of government in the same way. They're just competing over who's the best man to do the job. And so once you have that situation, and it might not be a civil war, it could be a palace coup. It could be a kind of fighting in the capital or something like that. Once everyone's taken their side and you have a winner, that's the emperor.
And you often overthrow the previous regime. I'll give you some statistics. Something like 46% of the emperors of Constantinople are overthrown through violence. 46%. That's almost half. That's a huge number, which means that every emperors, vulnerable and insecure, and they know it. So what they have to do is make sure that that doesn't happen to them. And the way to do that is not by arresting and executing everybody you think might be a threat or just generally behaving like a, you know, a colligula or a nero, that will just get you killed like they know this. So the best way to avoid that fate is to actually do the things that will make people happy so that they don't support a rebel if a rebel decides to appear. And sometimes rebels would appear
Now, there's a kind of convention in Constantinople. Like, if you, sometimes, you think, hmm, that emperor is pretty unpopular, and I think I can overthrow him. What you would do is, you would march down the center boulevard, and, you know, you'd have your people just call the populace of Constantinople out to rally, to, you know, maybe go to a yesofia, the church, and just create a big crowd and call for the deposition of the emperor, and, you know, maybe that would happen and sometimes it did and sometimes it didn't and the rebel or one of the rebel would sort of proceed down the messy the boulevard and people would just gradually just disappear and then he'd be left alone and go up to a year Sophia as as seeking asylum right so that's a bid that's someone making a bid for the throne and it just goes disastrously bad other times the people come out because they hate the emperor and they drag the emperor out and cut his nose off whatever
So, emperors are constantly trying to prevent that from happening and the best way to do that is for goodwill. I'm trying to load in that kind of world because it's a different world than we live in today. Yes. There's a constant, you know, workings of policy development inside government. Yes. But the check on powers like literal, like we will murder you. Yes, it depends on the period.
Sometimes murder you, sometimes blind you, sometimes cut your nose off, but there were periods. Thank you for the nuance. No, there were periods that were more civilized. We'll just basically, you get retired to a monastery. Right. Okay. You're right. So here's what elections do. Elections give a government a mandate for, I don't know, four or five years. And during that period, you may be unpopular, but you're a legitimate, right? Because of the institutions.
Whereas in Constantinople, we don't have those kinds of institutions. We have instead an ongoing referendum. We just call it a perpetual referendum, right? And in fact, the emperors are conducting opinion polls in a sense because they appear in public. They appear in public. Everyone is expected to cheer and chant acclimations, right? Like slogans.
So you have 100,000 people in the hippodrome all chanting, you know, worthy or many years for you Augustus or something like this. And if that happens, it's great. But if you appear in the hippodrome and people are like, sullen, if the chanting is a bit tepid or if they're booing, then you know something's wrong, right? So you've got to find out what's wrong. It could be something like the grain supply is, is, you know, not working or whatever. And so emperors are desperate to fix those problems.
And the Hippodrome is this big gathering place in Constantinople, which I guess a lot of people gathered at and did this kind of cheering or not cheering based on policy and whether the emperor's popular or not. This was democracy. I apologize to use that term, but in our conception of what that means. Because what do we mean by democracy in the modern day is that the people somehow have a connection.
To who leads and how they lead and this is the hipodrome was that connection between the people and the leaders Yes, now we can talk about modern democracy if you if you want that's a I have I have my own views about modern democracy And you know how it works and how it doesn't and anyway whether it is democracy in fact because there are other models of democracy like ancient Athenian democracy, which is a whole other thing But you're right. There's not just in the hipodrome It's wherever people assemble in large numbers, so this could be military mustering grounds. The army is also the Roman people in a way, and in some cases the most decisive part of it. If an army gathers together and they decide they want a different emperor, that's serious. That can happen out in the provinces too, that doesn't necessarily have to happen in Constantinople.
Yes, Sophia so that people gather in the church or they gather in public spaces like the form of Constantine So this can happen anywhere where a large number of people can gather and it's I don't know if you want to call it a democracy as such But it is definitely a form of popular Let's say consultation and a testing of consensus. I'll give you another example so In the 1190s, the emperor, Alexius III, he's being threatened by the German emperor. German emperor is basically, you pay me a bunch of money or I'll invade. Just straight up extortion. Yeah. And Alexius decides, okay, I'm going to, I'm going to gather this money, I'm going to impose these taxes. And he gathers the people in the hippodrome. And he says, you know, we're going to have the German tax. He called it the German tax. And there's such an uproar in the hippodrome against this.
that he was like, uh, that was my idea. Uh, I don't know where that came from. No, never mind. We're not going to have the German tags. Unfortunately, the German emperor died and nothing ever happened. But it gives you a sense of how emperors like literally can backtrack when they see that the people are against something in a matter of policy, right? Tax policy. So yeah, there, there was this give and take. So institutionally, the emperor might look absolute as you called him earlier in practice. No.
No, the ones that did that didn't end well. And we should say going to Proplexity here, the Hippodrome of Constantinople was the main stadium and social center of the Byzantine capital used primarily for cherry racing and imperial ceremony and today's survives in Istanbul's. So I thought I'm going to district.
And the reason I looked this up, I wanted to see how many people shaped as a long, you shaped race course with a central barrier and tiered seating. It may have held from roughly 30,000 up to 100,000 spectators. The exact capacity is debated because archeological remains are limited.
Yes. That's a lot of people. 30,000 is definitely a pretty underestimate. Yeah. The hippodrome is still there. I mean, you can see it from, it's like satellite photos. The shape of it is still there. And actually, some parts of the built, the Svendoni, the sling around the southern side is still there. You can walk around it. And it's right next to the palace. In other words, embers didn't have to go far. Now, sometimes there are events for replacing an emperor. So say the emperor dies in a sleep and there's no air.
This happens in 491 for example. And so the people gather in the hippodrome in order to have a discussion with the court about whom to appoint. Now in those kinds of contexts it's entirely possible that there are people also in the arena, like not just in the stands. I think some military units might have just been arrayed there rather than in the stands. So you can get more people than what we project might fit in the stands because they're not having the races on that day.
we should say so like I think the thing that was emphasized in the first paragraph is the the athletic events and the entertainment events right uh like the imperial ceremony but there is a sort of a political gathering was also popular the hipodrome was not just for sport. It was where emperors appeared before the people, where acclimations, public punishments, and political demonstrations took place and where the rival circus factions, blues, greens, reds, whites became powerful social and sometimes paramilitary forces. And this goes on and on and on. So this was a place for people to speak to the leader. Yeah, vent sometimes. Yeah, even insult them.
Yeah, this is fascinating. I mean, it's human civilization is converged towards a mechanism that has clearly worked because for the empire in the east stood for a thousand years. So it's fascinating. We as humans throughout our history, we were trying to figure out, okay, how do we figure out how to govern large collections of humans?
in a way that they're represented in the way that they don't riot, they don't rebel, in the way that we flourish together as the people, all this kind of stuff. So this is a real, the East Roman Empire is a real study of something that seemed to have worked. There's lessons there, even for the modern times, I think. And modern times, again, is very early human civilization.
From a certain standpoint, yes, we are still early in trying to figure it out. I'm not advocating for this type of social organization and government. What I'm trying to do as a historian is understand how and why it survived and also to find the ways that it worked because it did work. We know that much. We have to start from that. It survived. It was resilient. There was a lot of You know give and take in the exercise of power and I want to understand the mechanisms of that So if we can before we'll go to Emperor Constantine the first and the founding of Constantine Opal can we look at some Maybe seminal events that led up to some of the topics we'll be talking about so one of them Maybe tell me if this is not as interesting as I think it is but the the edic of coracola in two twelve AD
So, this is where you describe that starting with Augustus in the early Imperial period, government saw itself as a protective of the Roman citizens, which is a minority of the people living in the Roman Empire. It doesn't consider the provincials. And then you describe the edict of Caracola that extended full Roman citizenships to basically all.
free inhabitants of the Roman Empire. So what is it? Why was it done? Why is it important? And how did it change the Roman Empire? Right. I agree with you that this is in fact a very important. It's a real turning point in a sense, but it also is part of a process. So for various reasons, the Roman polity tended to bestow its metropolitan citizenship that is Roman citizenship on its allies and eventually in time on many people that it had conquered and it had various mechanisms for doing so it could bestow block grants sometimes it allowed its generals to bestow citizenship on people they thought would you know would be necessary players for controlling local societies sometimes they even allowed foreign cities to like
non-Roman cities to decide who would get Roman citizenship by basically electing them to certain kinds of offices like they outsourced a lot of this. And so you have over time the steady growth of a Roman community of citizens who are not all in Rome and who are not all of Roman origin whatever that means but they were not descended from people who were from Rome and this.
proceeds, um, you know, it expands, it expands, it expands. By Caracalla's time, so early third century AD, we can estimate that maybe at most a third of the free citizens of the empire are Roman citizens. Everyone else has local citizenship, like your citizen, Alexandrian or a Athenian or whatever. And with your subject to those laws.
This Emperor, Carcala, now that's his nickname. His reigning name is Marcus Aurelius Antoninus. So just like Marcus Aurelius, it's the same name two generations later. Some badass names for Emperors, by the way. I don't know if it's chicken or the egg, but just some epic names. They've been remembered that way. And so we read that back into the name. And yeah, absolutely. Yes. But anyway, Carcala. Yeah. So he issues this edict into 12 called the Constitucio Antoniniana named after him.
some people at the time called it the divine decree, which basically extended citizenship to everybody. Now, we don't know exactly why he did so. We can guess the reasons that he said he did so, and this was for religious reasons, in other words, he wanted people to go to the temples and pray and give thanks to the gods for his survival out of a coup, which is whatever.
It's possible that there was some kind of religious motivation here and he wanted everybody to do so as Roman citizens to honor the Roman gods and something like that. Other historians at the time said he did it for tax reasons. We don't know exactly. There might even have been a kind of ideology of a unified community across the empire playing in his, if not in his mind, in that of the jurors, that is the legal advisors that he had. So that's possible.
But less interesting than his motivations. More interesting is the consequences of this. And what it tells us about the Roman community. So imagine a situation where no modern empire has ever done this really. When what's significant about the Roman case?
is that not only did they extend citizenship to everybody, but they mentored. This is something that had teeth. In other words, it meant that the rights and opportunities that were available to Roman citizens say, in the Roman Senate at Rome, are now available to everybody. And within a generation, you have a situation where like all of the emperors are provincial.
All the most powerful people in the empire from the provinces. This is like my breaking, my blowing. This is incredible. The fact that the Roman Empire was able to do this and it stuck. They did it and they meant it. They implemented it. It was real. That's an important thing that tells you a lot of information about the populace of the Roman Empire. The fact that it's stuck that the government meant it.
that the system encouraged incentivize the government to mean it. Yeah, it's incredible. Yeah. And there's a law of citizenship. And it basically, it says something like anyone born within the Roman Empire is a Roman citizen. And the Roman jurists and policymakers who were behind this had some very interesting ideas about creating this kind of community. Look, like imagine if, I mean, it's almost impossible to imagine, but The British at the time of the peak of the empire bestowed British citizenship on everyone, including in India, and suddenly made positions of power in London available to people from India, including the throne. It's just unthinkable. And that has to do with race and colonialism and all kinds of things. But not in the Roman Empire. So we have a situation where the emperors are all from the provinces.
the most powerful officials are all from the provinces. And so, a century later, when Constantinople is created, this is, it's created, like, in the Bosporus, so, like where modern Istanbul is, in the Eastern Roman Empire, it's created within the pre-existing Roman context, right? It doesn't bring Romanness to the east. It's already there. And so, it's not such a leap to create a center of Roman power in the east because of that.
and you've helped put together a book on the history of intellectual thought in the form of an empire but this is the interesting thing here and I can ask that many times but let me ask it here also is the great man the great woman view of history where there are like Thomas Jefferson or those types of characters in the meetings as they're executing on the edict or developing the edict is that important or is it more about the system and the culture and just Yeah, was it how important was it because this seems like a revolutionary idea and when we think about the American Revolution and the the founding documents it seems like a few individuals Yeah, we're really critical about the wording of things and then words matter because those words create the reality and then it propagates for time for the edict I suspect that yes, there were a few people who were behind it and quite possibly jurists that is Roman legal scholars and and
to 12 is in an age of very important Roman legal scholars, opian, for example, and others. But we just don't have those. We have minutes of the meetings for the American Revolution. Not only do we not know who was in the room, we don't actually even have the whole edict. We have a papyrus fragment, this is a piece of ancient paper, that's mostly torn and mutilated, and we have like a bit of a paragraph from it.
in Greek, not even the Latin original, and it's kind of torn, but it actually preserves the key clause. And that's all we have of the original. We have contemporary sources that mention it, we have legal documents, but nothing like a, like we can talk about the people involved in it, or even how it was immediately implemented. Like suddenly we know everyone in the provinces, There's this explosion in a number of people called Aurelius because that was his Roman family name. And so when you acquired citizenship from that edict, you became an Aurelius. Right? And there are lots of Aureli, certainly all over the place. Like we can see it immediately. But we can't actually see the implementation. But your instincts says that it was very individuals were very important in the development of that idea and execution of it. Probably, yeah. Yeah.
Even though it's part of a long-term process of expanding Roman citizenship, this was an explosion, not just an expansion. And then you said that one of the important aspects about this edict is that giving equal rights to provincialists was one of the things that helped deal with the crisis of the third century and was the thing that I think you said, quote, sapped discontent from the relevant populations, which then minimize the probability of outpricings. That's a very long-term process. The third century is chaos. There's a crisis. It's a mess. What follows the edict is quite a few decades of unrest. Let's put it in mildly. Let's talk about the crisis of the third century, where 26 emperors were murdered in a period of 50 years. It's tremendous instability.
so the civil wars non-stop almost all were of these emperors were generals and almost all were murdered by their men so civil war was the norm hyperinflation economic crash plus there's a plague yes from 249 to 262 AD which is a pandemic possibly smallpox or Ebola It killed up to 5,000 people a day in Rome alone, devastating the tax base and army recruitment pool. And the Empire fractured into three pieces, but then Emperor Aurelian miraculously reconquered them in a period of five years. So there's a lot of chaos. It deserves the name of the crisis of the thing. It's a perfect storm.
Yeah, and you have a crisis of imperial legitimacy, basically the armies proclaiming emperors left and right. In an odd sense, ironically, this is in part because they're now a lot more stake holders in the Roman Trident, right? There's all of these provincial armies, and they're appointing their generals as rival emperors. But you also have a serious uptick in foreign invasions.
In the North, you have the creation of the Sasanian Persian or Iranian Empire in the East. This was very, very bellicose. So lots of foreign defeats, armies are defeated by, quote, barbarian enemies. You have eventually inflation and you have plague. And so, under the pressure of all of those forces, it almost fell apart. Now, it didn't actually.
inevitably there are also historians who downplay the crisis. Of course. And legitimately so, right? We push back against every of these characterizations. 26 emperors died, bro. That's just the emperors. That's just the emperors. No, we should be sorry. In 50 years. Every other year, emperor dead. Yeah, that's a war. That's political instability at the top, right? But what are the lives of most people? So if you go to Egypt, for example, which is kind of out of the Right? What's going on there? How are people living there? And we can see how people are living in Egypt because we have all these papyrus documents from Egypt. And for the most part, they don't seem to be experiencing a crisis. I mean, this is something you talk about. Constantinus will get to him is one of the most murderous leaders in all of human history if you consider his own family. But if you're living in the provinces, you know, there's peace.
Yeah, yeah. He's not that murderous. No, no, he's perfectly. So it's very important to actually remember about what the actual experience of the average citizen of the empire is like. Yes. Fair. Okay. So, but how maybe there's more we could say about the crisis and then of course the crisis is in part resolved by the Ecclesian as he does a hard reset on the structure and the role of the system of government.
So, maybe you could speak a little bit more to the crisis that's important for us to understand and how Declaration solves the crisis in 284 AD. Right. So again, these are processes rather than specific events. Sure. So, for example, you mentioned that the empire kind of breaks into pieces. Yes. And we have what's called sometime the empire of the Gauls, Gaul or modern France, and so Britain for a while are for a decade and a half or so are kind of like this little separatist.
Empire. So what's interesting about that is that this was not an attempt to break away from the empire. In other words, it's not some discontent provincials who are just tired of Roman rule and want to break away and do their own thing. No. This is actually just a, it's an attempt by provincial generals to take this throne and it's to rule the entire empire. It doesn't work. They get only as far as the provinces that they take.
And the only way that they know to set up a state is to make it a Roman state. Right? Like that's the total of their political imaginary is like, well, we're just going to do a Roman thing here. And maybe we'll get, you know, we'll, we'll reunite the empire ourselves or as happened, or really, and that is someone from the other side will reunite the empire. But it's always a Roman model. Like there's, it's almost like there's no alternatives by this point. So that's interesting.
What Diocletian does essentially is the way I characterize it sometimes is that he turns the problem into its own solution. In other words, the problem is too many emperors or wannabe emperors because there's just more going on. Like one emperor can't deal with all these problems along the frontiers with all the political problems. So what he does is he deputizes some of his colleagues. People he was on very good terms with from the army. These are all aliens. They're from By the way, for a few centuries, the emperors are all from this region of the former Yugoslavia that's the size of Scotland. That's where they all come from. What explains that? The army. These are military men. Sometimes hard-drinking military men. Very good at their job. Like O'Reilly, and you mentioned, right? So there's a series of alien emperors who restore stability. And the reason why there's so many alien emperors is because they work their way up to the ranks of the army.
And the regions of Yugoslavia at that time are sufficiently economically underdeveloped that there's a strong incentive for young men to go join the army. Because it's a living. And so the lirians become the backbone of the Roman army and are described as these tough Roman conservative types. These are tough military guys.
I say that to draw a contrast between, say, Hadrian, whom I mentioned earlier, who was a much more sophisticated, artsy, poetic, cosmopolitan emperor. Also a hard ass, you did not want to mess with Hadrian, but these guys from the third century are military men through and through, like their whole careers are in the army. And they have the military stubble. They've got these thick necks. They look angry. They've got their hands on their swords.
Like, they're not projecting an image of sort of column and sophisticated, you know, you know, so soldier military men. Yeah, yeah, yeah, from already. Yeah. So Diocletian gets a gang of them together. They eventually, they're four. We call this the tetrarchy. And he basically allocates them to various. This doesn't any kind of hard division of the empire. Basically, it was a collaborative project. They each went wherever they were needed.
Was it fair to say that there was four administrative zones? He allocated each one to a zone broadly I'd say more military zones So the administration tends to operate it kind of humming along in the background wherever these emperors happen to be right this is a We're talking about a period of big government now. So, delegation creates a larger government. Possibly a larger army and in order to pay for that, you need more systematic and effective taxation, which means you need more census, you need more bureaucracy, you need more collect, you know. So, it is an era of bigger government. So, just a link on that point is a fair to say that the declaration created the deep state, quote, deep state. So, the tax collectors, the logistics,
the thing that you've kind of hinted at which is the separation of the civil and the military layer of society. So the concept of a deep state, I've had discussions about that with experts who work on the idea of the deep state. And I'm not sure that I would characterize the Roman Empire that way in part because while you do have big government, you do have bureaucracy, you have bureaucrats who are buried in various echelons and nobody knows exactly what they're doing and things like that.
I have not come across the idea of some sort of sinister elements, you know, who are working within the administrative apparatus to undermine the emperor. Like, from a distance, occasionally you might get glimpses of this kind of thing. The occlusion, for example, once complained that nobody ever tells me anything, and others, like, he's so removed, in part, from the realities of what's going on on the ground that he felt sometimes he'd lost touch.
But I don't find this kind of idea of undermining imperial power from within the bureaucracy. Yeah, I think one of the ways to explain that is because in a modern-day democracy in quotes, there's a kind of temporary nature to the leader at the top. So it incentivizes the deep state to form. So the deep state thinks of themselves as a thing that propagates long-term.
periods of time, and then the leaders of air, a farmer or a short term thing, with an emperor technically, you can go for a long time. So it's best to be integrated deeply with the bureaucracy, should be integrated with the leader. Yeah. Yeah, it makes sense. Yeah. Also in modern social thought or fear is that the deep state might be undermining, say, the democracy itself rather than rather than it can cut both ways.
But there is a bureaucracy. There is a big government. Absolutely. There's a big machinery. Yeah, compared to before. Before. Yes. So, Diocletian creates these larger bureaucratic structures and these are the ones that define the society that I study. So, as a specialist, I focus on the period after him mostly. But he implemented those to solve a lot of these problems. He was mostly successful. So, in terms of generating revenue from a much more troubled and kind of precarious situation. It makes us sustaining large armies and putting down these rebellions and usurpations. And he was generally successful at doing that. So he created the model that they kept for the next, well, three centuries or more. But a lot of the elements of that model less is even beyond that, right? Yeah, like universal taxation. Like, give you example. Up until then,
Italy was exempt from taxes. Italy was the land of the conquerors. The conquerors don't pay taxes to themselves. The conquerors live off the taxes that others pay, right? So Italy was this big tax haven, right? Diocletian Galerius, you know, his guys, these guys are from, they're from the Balkans. Like, why is Italy tax free exactly? You know, that doesn't make any sense. It's a very, very wealthy prosperous part of the world. And so, no, they tax Italy. So now, like, Not only do all Romans have the same citizenship and the same law, they all have the same tax system. And the Diochishanic tax code as it were, it's not a code. It sounds like a flat tax, which for us sounds regressive, but by those standards, by the standards of that time, it's actually kind of progressive in a way. It means that like even elites paid like the same, right? Yeah. So how much of all of this, everything we'll talk about?
in the coming centuries, all about taxation. I think it's huge. Taxation is a heart of it. So, I mean, the functioning of the success, the flourishing of a society, the way the government works, the way that people are represented, all of it has to do with the civil wars and everything, it feels like taxation is at the core. Yes. Yeah. If you asked me to put my finger on one factor, it would be that. So the taxation system that feels like the early framework for the East Roman Empire. It did create a more sort of homogeneous framework for sure. By the end of the third century, it's pretty much in place. What Diocletian does is a universal census. And this is continued by his successors. So every taxable asset in the empire is census. And so you can now start to have a budget. Now, there is some element and then you push back against that.
some elements of the declaration where he legally limited social and class mobility in part for the taxation system it made it in many cases illegal to move and illegal to quit your job for example as I read to guarantee the food supply and land tax farmers were legally forbidden from moving away from the land they worked so the state always knew who to tax And then for soldiers, sons of veterans were legally obligated to serve in the Army to maintain troop numbers. You argue that these were tax enforcement mechanisms, not a rigid caste system. And so in practice, the Empire remained a society of high mobility. This is a complicated matter. So let's talk, for example, about soldiers. It's probably the case that most soldiers
Suns were expected to succeed them. Like most professions where you have an apprenticeship, the sun will usually succeed, right? There are a number of other professions that were kind of gilded like in nature, like for example, shipping, where there were considerable assets involved.
um in order to secure contracts for insurance purposes for the ships and so forth and it made sense for those assets to be you know passed from father to son in other words and and with them comes the obligation to continue in that line of work some of these things are inherently um sort of hereditary and i don't think most people would have objected to it um the farmers as a probably the only case where it might have actually involved some coercion there was a category of farmers and we don't know how many of them who were for fiscal purposes bound to the land. This doesn't mean they couldn't leave the land like physically and I was preventing them from leaving but they were physically responsible for providing the taxes or rents or whatever because the state wanted to have a secure revenue stream from say those lands and if
Anyway, it's one of these complicated situations. This did create some limitations on those people. And it's a topic of current research. These bound farmers, as it were, who are tied to the land. You know, someone put it that, you know, most of the time it's people who own the land. And in this arrangement, it's the land that owns the people.
But you're saying the bigger picture thing is that there was mobility and physical mobility. People move day and we'll see this as from the west into the east and Constantinople. There's tons of mobility. No, this is not a society where people are bound really. We don't find anybody who's like, I really don't want to be a soldier. But my father was a soldier and I'm obligated to be one. We just don't hear those kinds of complaints.
of people who don't want to be. So why wouldn't you want to be a soldier in the Roman Empire? I mean, it's got a tremendous perks. Right. Yeah. So can we just look on the why is it the Diocletian was able to stabilize that Empire? It's like, you know, the crisis of the third century really threatened to tear apart everything. So why did some of these things that we talked about stabilize? Well, Aurelian had already united the Empire territoryally. So this is right before Diocletian.
And what Diocletian did was put in place a system that reduced the number of rebellions. Simply by having four big guys with four armies, they managed to put out all of those fires or most of them. And once you have stability, and he also beat the Persians, I mean Galerius did, so starting to beat back foreign invasions, that creates a framework for economic stability. People need to...
you know, if they're going to invest in like land reclamation or expand production, they need to know that, you know, foreigners aren't gonna come rampaging through marauding through the, you know, stealing their cattle and, you know, enslaving them and taking them off to work on agricultural farms in Mesopotamia. Like, they need to know this. And if you provide that context of stability, the economic growth, the demographic growth will return. And the inclusion created that kind of that context.
So that takes us to our constant team, but first a quick bathroom break if I- Sure. Quick 10 seconds, thank you to our sponsors. Check them out in the description. It really is the best way to support this podcast. Go to lectstreaming.com slash sponsors. And now, dear friends, back to our conversation about the Eastern Roman Empire. Alright, we're back. And let's talk about constant team.
And Constantine Opal, let's go to the rise of the East Roman Empire, who was Constantine? Tell me about his rise to power and the founding of Constantine Opal in 330 AD. Sure. So Constantine was the son of one of Diocletian's colleagues. So he comes from within the system. And the system was actually designed to be nonhereditary. In other words, the senior emperors would retire.
the junior ones would move up to the senior position and then they would recruit two new ones. And they tried to skip the dynastics element. So it would be kind of, let's just say kind of meritocratic, not whose son you were. Constantin was a son, he was passed over, but the army's liked him. He was actually quite competent. And so there's a series of civil wars among all of these successors of Diocletian and Constantin emerges as the winner.
There are periods when there are quite a few of them that are like six at a time, but they gradually we know down to one. So, yeah, so as long as you have the quarterfinals, semifinals, the final war, and Constantine emerges in 324 as a sole ruler of the entire Roman Empire. So that's who he is. He's definitely an insider, very, very competent general at civil war. And he gradually moves the eastward.
So as he's conquering his rivals who are often at times his father-in-laws or his brother-in-laws But because these people are all intermarry and they have alliances and they fall out. It's one of those kinds of situations He moves eastward and by the time he defeats his last rival is an emperor called Licinius in 324 He's in the east and Licinius had his headquarters or one of his headquarters at this town called Visandio Visandio is a city, right where Constantinople was founded. And it is at exactly the point where Europe meets Asia. So on the Bosporus. And it's a very strategic location. It always had been, right? So whoever controls the straights of the Bosporus, yeah, we don't need to explain how important that is. And Constantin decides to create a city named after himself, Constantinople, on that spot. Byzantium. So Byzantine essentially ceases to exist.
as a city and is replaced by Constantinople, aka New Rome. So it's pretty clear that right from the beginning, Constantin intended this to be a kind of branch office of Rome in the east, a kind of copy and paste of Rome in the east, and it's a plan that his successors continued. Now there are a number of other cities in this, let's say in the generation or two before this.
that were also treated as sort of quasi-romes. Basically, there was a historian in the third century who said, well, wherever the emperor is, that's Rome, right? Because emperors are now a tynerant, they're no longer staying at Rome, they're mostly on the frontier, and Constantine is one of these frontier emperors. They will sometimes visit Rome, maybe once or twice, maybe once or decade, something like this. So Rome becomes something that can be sort of copied and pasted in other parts of the empire.
And a bunch of other cities get called, you know, a new Rome, an other Rome, an alternative Rome, my Rome. And Constantinople is the last and most successful of those. So maybe can you speak geographically of the importance of Constantinople? It's an interesting place because it, when you talk about a land so large as the west and the east, with enemies, with threats, from all kinds of different directions, the location, where the emperor sits is important. Very. So look at Rome, right? So it's right in the middle of Italy, right in the middle of Mediterranean. Very safe location in a way, but it's very far from the frontiers. And this has appeared when emperors need to be with the armies, right? They're not senatorial emperors who are sitting in Rome having meetings with senators. They are military emperors who are marching along the frontiers, mostly with generals rather than...
civilian administration. So they're doing their job. Like this is a hard work. They're slogging through the mud of winter campaigns, right? They're not just sitting in a palace and enjoying themselves when they could. But Rome just becomes inconvenient because of that. And if you look at Constantinople, it is kind of halfway between the Danube frontier and the Euphrates frontier.
So if you want to prioritize the east or treat it as an equal part of the Roman Empire as these emperors all did in fact Almost all emperors who had a choice about whether they would stay in the east or stay in the west chose the east There's only one who chooses the west and that's Valentinian later in the fourth century all the others understand that the east is where it's at and Constantinople is right between the Danube and the Euphrates these are two major frontiers and so it allows emperors to move between the two, and also look at its location north-south east-west, right? So north-south, it is the node between the Black Sea and the Mediterranean, right? And east-west, it's precisely where Europe meets Asia, right? And because there's a break there, so there's a bosporus to the Sea of Marmor of the Hellespond, the Roman Empire during the Civil Wars, it would tend to break there.
And you would have one emperor on one side in Asia, and you would have another emperor on the other side. And this just kept happening. And Constantinople ultimately functions as a kind of clamp that unifies this whole area. So basically the Balkans and Asia Minor and Syria as a kind of unit. And what is a new Rome? A new Rome is, among other things, a new Senate.
And Constantine and his successors recruit this new Senate for the new Rome. So we're talking about maybe two and a half thousand, three thousand men at its peak. And these are all recruited from all of these areas. Some come from Rome, but others come from the Aegean region, from Asia Minor.
Eastern Mediterranean so these are the wealthiest people usually most well connected elites from the whole Eastern Mediterranean and they come together and form a new purpose common purpose in Constantinople and the Empire never breaks there again right so it it holds together this part of the world the breaking point now interestingly moves to the Adriatic right so when in 395 we talked about east and west kind of splitting it breaks at the Adriatic because Constantinople is now holding that whole Eastern world together. Because all of these elites, they now, they're invested in it. They're literally investing it. They have to invest in it in order to be senators and Constantinople. So that's kind of one of the functions that it performs as strategic function, as a political function. There's also a cultural one, but you can talk about that too. But that's what you see there on that map, the Northwest East South.
So just a link on it. So you do a podcast, present to your friends, but you're also a guest on podcast. And I should mention you being guest multiple times on the excellent, the history of Byzantium podcast hosted by Robin Pearson. I highly recommend people listen to it to all of your appearances. You have a lot of really fascinating ones. But the reason I bring all that up is one of the episodes You do the fun thing of selecting the top 10 emperors of Byzantium and spoiler alert. Everybody should go listen to the full list because you justify all the different options. But Constantine ends up in the number one spot. And so can you just add a little bit more depth why he would be in your number one spot? Now that we're talking about him.
Yes, it's not because I sort of like him as a person. As you said, he was pretty murderous. Yeah. Right? All those wars. So clearly ambitious, murderous, ruthless, basically. Can you actually speak to the murderous aspect? He seemed to have murdered a lot of people in his family. Yes, that's because what we call his family were also alliances of convenience that he made on the way to the top.
And when those alliances or those wives or those fathers-in-law were no longer convenient or turned against him, he had no hesitation in removing them. But he's also, you know, he gets a little extra bonus because he also murdered his own son, Crispus, who was apparently a very competent and popular kind of general. And we don't know why.
He executes Christmas soon after defeating Licinius and then follows it up with the murder of his wife, not Christmas's mother, and we don't know why. The funny thing is that when emperors do this sort of thing, if there's any kind of remotely like a good reason, they'll blast it through all of the media, right? Like, Christmas was rebelling against me or whatever. There's nothing. He doesn't even try to justify it, which means it must have been something unjustified.
I don't know, I can't process it. And also I read that the historians of the time would just ignore that that happened. Yes. Well, sort of. So when Christmas is alive, it's all like praising Christmas as, oh, you're constantly new, great emperor and your wonderful son who will whatever. And then Christmas is executed. And he just disappears from the like they never talk about. Yeah. Actually is another side to a side. You, I think you mentioned.
whether it's on your podcast or elsewhere, if you had to have a beer within you, the emperors that you probably wouldn't. So it's not like some of the most impactful, some of the most influential and great emperors that we talk about, they may not be very pleasant people. Right. So let's head aside whether you'd like to have a beer with these people. The reason I put Constantly is the top of the list is because the decisions that he made were so consequential.
Just important and for the most part not bad decisions so I Couldn't not put him at the top of the list the found you know the creating content in Noble and converting to Christianity and setting the empire in a path to conversion. These are major like world history level decisions, right Now, not many emperors do that. In fact, Constantine is in his own league when it comes to those kinds of decisions. My other criteria for top emperors were basically those who did the job well, right? Not making these kinds of earth-shattering decisions or world history-changing decisions, but just who performed the role competently with results that impacted the lives of their subjects for the better.
So those are the other criteria that I used. It's difficult to juggle these different criteria, right, in order to create a systematic list. And by the way, historians generally don't do these kinds of things, but you said it's fun. It is fun. And it allows you to talk about certain things that you might not otherwise do. So yeah, that's why Constantine was at the top. So you mentioned Christianity. That was one other big component of his role. What was the role of Christianity in Constantine's life?
in the lives of the citizens of the new Roman Empire. At this stage Christianity doesn't yet have a role. It actually took the emperors. When the emperors took it on board, that is they made it a part of the imperial system, then it began to acquire a role within the system. Previously, it had imagined itself as having its own history, like not necessarily part of the empire or affiliated with imperial power. But after Constantine, it does acquire a role. So actually, one way to ask that question was just fascinating, because you said that there's like, there's Rome, and then there's like cultures like, or traditions like Christianity, or being Greek, that kind of thing. So one of the ways to ask this question is this Christianity triumph over Rome, or did Rome capture Christianity? Right.
Yes. Which is the mechanism. I would lean more toward the second, in other words, that the religion was co-opted by the imperial system. Now, there are many areas in which that's not the case and where the opposite happens, so I'm not going to be absolute about it. But I think it's very important to recognize that, because Christianity generates this narrative of triumph, which modern historians perpetuate.
And it's framed in very particular ways. In other words, that Christianity triumphs over the ancient religions. So displacing Zeus and Apollo and all of that and animal sacrifice is gone. And that's because Christianity triumphs. And that's a very narrow way of looking at it. In other words, you pick your enemy and then you can defeat that enemy. But if you look in the other direction, there's the Roman imperial state. And you cannot say that Christianity either triumphed over it or even tamed it or anything, it actually became part of it. In many ways that, you know, determined its history for centuries and in fact down to today. So this is very different, for example, from the history of Islam. So Islam comes into existence without a pre-existing state to receive it and take it on board. It creates its own state, right? So the Muslim armies
They conquered this empire and then they have to sort of govern it. They think according to whatever Islamic principles the Quran doesn't say anything about running an empire. So that creates a completely different society right where like Islam is really a primary kind of identity and drives a lot of developments. But Christianity comes into existence within a very well developed society and political system. Now here's the thing.
We don't know exactly how many Christians existed in the time of Constantine. We speculate maybe 10% of the empire, that might be very high, right? But even if it's 10%, it's not a lot, and these are not like elites for the most part. Maybe middle, you know, we loosely call middle class, a few elites, a few slaves like this kind of thing, mostly urban, and keep in mind most of the population is rural, right?
pockets of concentrated, you know, Christian groups in cities. That's what we're talking about, not terribly politically powerful. So Constantine's conversion to Christianity and moving that part towards Christianity is not something where it's a gigantic majority of the people where it's a political convenience because it's the elites, it's something else. I mean, pretty...
Revolutionary decision I would say exactly now there used to be theories that Constantine did this for like pragmatic cynical reasons that he like wasn't a true Christian or anything But there was some kind of political gain to be had here, but I have never read a convincing account of what exactly that political gain is We now know that there are fewer Christians They were not that influential you can make an argument that bishops are a kind of convenient social influencers, you might say like you can use those, they're not a threat to your position. Right? So Bishop is not going to try to take the throne. So they're not dangerous political operatives in that way, but they do have some influence over sectors of society. And so that might be a, okay, I see that, but I don't quite see the argument for like going full Christian, um, just to get the support of some bishops who actually pretty quickly turn out to be some of them more trouble in their words.
Anyway, so I have not yet seen a convincing argument, like political argument for Constantine's decision, which means that you then fall back on a personal explanation that he did this because he was a believing Christian, right? And he came out, you know, in support of the religion that he held. And that's kind of where most scholars are today, though, I gotta tell you, historians are very uncomfortable about personal choice.
explaining history in terms of these kinds of personal choices. Because Constantine's conversion is like, it's massive. It opens the door. It incentivizes so many people to also convert. Because Romans will generally do what their rulers will tell them. If we've mentioned Hadrian a few times, Hadrian had this lover, Antino's, Greek boy from Bethinia, who died in an accident in Egypt, whatever. And Hadrian said basically that Antino's should be regarded as a god throughout the empire. And he was. We have more statues and busts of Antino's from all of these temples all over the empire than I think of anyone else except Hadrian. So yeah, if the emperor says, this is a person as a god now puts statues of him everywhere they will. And Constantine comes out in favor of Christianity. Suddenly people discover that, oh, this is an interesting, right? It's got the support of the emperor.
So one of the things here going to the Proplexity Constantine's conversion to Christianity is usually dated to 312 AD linked to a visionary experience before the Battle of the Melvian Bridge. Do you believe that vision, he had this religious experience before the Battle of the Melvian Bridge? Here it says, but historians debate both its nature and its sincerity.
Well, do you believe the sincerity of that? Before we even get to the sincerity of the problem with the sources, this is reported by authors writing later in the aftermath of a victory when the Emperor, like, one of them had a dinner conversation with the Emperor a few decades later and he said, well, let me tell you about the Millian Bridge and say, okay, I'm not going to believe that. I'm not going to take that at face value rather. It's a much more complicated.
This is how the emperor wants things to be remembered, that's different. Also, Constantine tended to have a lot of religious visions. He had had religious visions of Apollo before Christ, and we have sources that talk about that too, that he went to this temple in Gaul, and Apollo appeared to him in the form of light. Okay, Constantine has a religious vision every time he kind of wants to shift policies, and his profile. When he wanted to break away from his other emperors, who used to go for the like they went for this kind of Jupiter Hercules model and he shifted to an Apollo model. This is a branding. This is Emper's doing branding. So we should say that as you've described, Constantine is a pragmatist. He's very pragmatic. But you're saying it's fair to believe based on the evidence that he actually converged towards being a Christian believer. Yeah, it's very possible.
plausible that he thought the Christian God had helped them in battle. And for someone like him, that's as good a reason as any to support that God. But he was not like a hardcore Christian all the way through. He was kind of a spiritual religious kind of person. He thought about religions more.
generally and just converge towards Christianity as a good religion. He also had ideas about what a good religion is and what a bad religion is that kind of stuff. So he's thinking in this space. He's tending not to be too explicit, depending on the audience. So Constantine remains a pragmatist in the sense that he doesn't want to alienate too many of his subjects, right?
And so he's sometimes a bit coy and or elusive about what he's getting at. When he's talking to Christians, he will talk about Christ. He will mention Christ. When he's talking to everybody else in like a general law, he'll just refer to good religion. And it's like maybe you know what I mean, right? But he's not gonna like come to Jesus. So even at the time when he's like supporting the church, basically institutionalizing the church as a part of the imperial system, but he's also putting up statues of himself that look like Apollo in Constantinople, right? So the focal point of Constantine's Constantinople is the form of Constantine, and in the middle is this very tall column, and it has a colossal statue of Constantine on top, gilded, enormous thing, I don't know, like eight meters tall or whatever.
But it's a repurposed Apollo. It's even like, it visibly so. It's naked. It has the rays coming out of the head, right? And everybody knew it was an Apollo. So that's Constantine in the guise of his old patron God Apollo. Still, but it's still Christian Constantine. So he's sending all of these different messages. I mean, he likes being the God-like figure. I mean, that whole statue is like, I am the God. Yeah, it's assimilating yourself to, yeah, yeah.
And I mean, a lot of the Romans is a fair to say kind of saw the emperor a little bit. Oh, yeah, they call them divine and yeah, there's not a hard theology there, right? Like if you pressed them on the actual theology, they wouldn't they wouldn't say the emperor is a god. No, this is mushy. This gets very, very mushy. But I mean, a lot of the Christians have a kind of humility before God. Yeah. I think when you have an emperor that's godlike, it gets a little weird. Yes.
in the way you talk about God. It depends on the context. Like there are contexts in which you are an emperor and you're proclaiming your majesty. And then there are more personal contexts where you might be more humble because, I don't know, you're being baptized or something like, but those are different contexts. So can you speak to the whole process of the conversion to Christianity of the propagation of Christianity throughout the empire and Constantine's role in that? Constantine.
or his successors as well because this was a gradual process and it takes a very long time. So let's put it into perspective. We probably can't talk about a majority Christian society until maybe the fifth century or early fifths, mid fifths, we don't have data obviously.
And we can't talk about like a solidly Christian society until early sixth century. And by solidly, I mean maybe where the non-Christians are 10, 15%, right? So that's a long time. That's like five centuries after Jesus. That's half a millennium. So we're talking about a half a millennial process here. It's very long. But it's only a couple of centuries after Constantine. So it takes about two centuries to really make the Roman Empire Christian. Yes. Very slow conversion, maybe up to 10% tops under Constantine, then obviously larger and larger groups join the Church, even if only nominally. Until you get to the 6th century when you're clearly talking about mostly or overwhelmingly Christian society. A lot of this is just done through incentives and disincentives.
Bishops are given funds with which to distribute charity and help to communities in distress. They have lists of widows and whatever they support. Land is given to the church by the emperors or in wills so that they can engage in this kind of social policy. And then they're disincentive. So emperors pass laws that increasingly restrict the exercise of traditional religion. You can't perform animal sacrifices, then you can't start doing these.
Like tying ribbons to make wishes or like all of these things like going out to sacred trees and doing this or that because They say all this is kind of nefarious business or like magic or whatever it is And then they just gradually start outlawing it more and more putting restrictions on like if you're not a Christian you can't hold these high offices or you can't your problems with your wills so they gradually do it like that And this is how you yeah, this is and it works It works. What explains the success of Christianity after Constantine? Why was it as a technology so successful at spreading throughout the Empire? Christianity developed in a number of ways, so it acquired a certain number of forms that were capable of appealing to different constituencies. In other words, there was an intellectual side to it.
the sort of theology, the almost quasi-philosophical or engagement with philosophical schools that could draw in, let's say, intellectuals. There is a public ceremony and ritual aspect where you can organize communities and cities to have processions or have all these festivals that take the place of the ancient ones. You have a kind of...
It's not secretive, but it's kind of this initiatory aspect where there's this baptism and you learn a sort of creed and you're initiated into the religion with the prospect of a personal afterlife, right? And that appeals to other kinds of people. There's also ways in which it integrated itself into the court and the language of power, also in the army, right? Soldiers now swear an oath to the Trinity, right?
It takes all of these different forms that enable it to position itself here and there, in the streets, in the court, in the armies, in the churches, in texts and books. And so it has this kind of manifold diversity that makes it very adaptable. So one of the things you mention that Constantine did not anticipate, did not realize that Christianity creates divisions between various groups.
In part, this is happens when you have religions that make exclusive claims, right? Like my beliefs are true, and yours are by definition false, not just wrong, but false and even kind of evil, like maybe Satan put them in your mind to lead you astray, right? And this has been inherently divisive, like it is. So there's this paradox where Christianity in contrast to say the ancient religions is both far more polarizing, but also far more powerful as a unifying force at the same time, right? So ancient religions tended not to produce this kind of conflict or identities, right, or wars or these kinds of things. And they could under certain circumstances, but for the most part, they were not drivers of history in this kind of way. But when you have exclusive claims, then suddenly these very communities of
that are sort of consolidated and have this very strong identity. But you also alienate other groups that you then are in conflict with. So this is why I for one can't come down on whether Christianity is more of a unifying force or a divisive force in the history of the Eastern Empire because it's both. And also trying to figure out whether the unifying or the divisive aspects are a feature or a bug.
Maybe some of the divisive elements is a way for society internally to try to much like the civil wars to try to figure itself out So sometimes tension and conflict is a good mechanism for figuring out what do the people want or What's the truth or what's the truth? Yeah, so the story that it likes to tell itself is that there's like this one original truth And the hard core of true believers is defending that truth at every moment against all of these evil heretics who are coming in and trying to corrupt it. In reality, what happens is that this truth is something that's evolving in the course of the controversies. And like often they don't know that they believe that until in retrospect, once they've had the fight and the winner has this position, oh now that turns out to have been the position we always held, right?
And this happens again and again and again. You know, a lot of the time these Christian Theologians who get into so much trouble and get branded as heretics and sometimes get sent into exile, they didn't mean any harm. They often just were stating what they thought everybody believed. And then when they blurred it out, someone is like, I'm off in Alexandria. It's like, what? That's heresy. And then now you're in trouble. Now you're getting into this fight and you might win. You might lose. But like a lot of them were Kind of sort of well intention in that way or they had no intention of starting a fight, but there's always someone who wants to start a fight. Yeah, I mean, sometimes the fights are extremely intense over things that I could see on the surface or like iconography. So it seems like a very subtle debate, like almost academic and then a large number of people don't see it as academic.
They do see it like the devil put ideas in your head that are completely wrong, and it's fascinating how that kind of division can emerge. I mean, the impossible question, and I apologize for asking it, but maybe just worthwhile to try to think about it, is on the grand scale of centuries of the East Roman Empire is religion, a constructive or destructive force for the empire. Did it help it flourish?
or did it hold it back? This society identified itself increasingly with what it saw as orthodoxy. Orthodoxy just means correct belief. I mean, like every religion ultimately thinks it's orthodox, right? But that's the conventional name, right? Orthodoxy today might be called peak orthodoxy. And I mean, it's such an essential part of the culture. It really is. I can't think of the two of them into...
I mean, I try to, because as a historian, I have to test the models and try to see these things as independent of each other. But ultimately, it's very difficult to disentangle them. And I would say that to the degree that this is a successful society historically, that it's religion definitely contributed to that and played a role in it. Not without cost, right? It mattered to them. They valued it.
but things that matter to you have a cost and they paid that price. They were willing to pay that price for it. For example, at the very end, they had to choose between Catholicism, Western rule, where they essentially have to compromise on their faith or rule by Muslims, the Turks, where they would not have to compromise their faith. And some of them were explicit that they were preferring option B because the Turks will at least respect our identity. That's a cost. But there's other layers like taxation and the functions of government that are connected to religion, to the degree it interacts with the tax system. But it feels like that's the engine of the society. And religion is more like the cultural layer. So this is why I said that I try in
In thinking of the models that we use to understand the society, not to assume that religion is everywhere and for everything. I have colleagues who do that and I would disagree with them about this, but you're exactly right. There are elements of this society that I like to see as their own thing, like the Roman identity, for example. It's not the same as orthodoxy, but also the operations of the state. Those are very pragmatic things.
You see them intersect with religion in largely in areas of terminology or the vocabulary that they use or you know like at the top but not at their actual functioning. So in my field, I'm a historian who's tried to promote other aspects of the culture as having the kind of integrity of their own and not to subsume them all within orthodoxy.
So I mean again and I'm possible way of asking the same question if you asked a Roman a million Romans across a Thousand years Are you a Roman or a Christian will be the answer for both? Oh, absolutely. You didn't get to say both. You know, I'll do that. Why not? It's the true answer Okay, so you're saying they're really tied together with the overlap but Um, if you were to and this might be a somewhat more subtle conversation than most of them would want to have, but if you were to say is Roman and Christian the same thing to you, if they thought about it for a little while, they'd quickly be able to say no, because there were, I mean, just logically, there were Christians who were not Romans, the Bulgarians or the Rus or, you know, whoever.
There were lots of Christians who were not Roman and they did not regard them as Roman just because they were Christian. Conversely, they knew perfectly well that there had been Romans who were not Christians and they knew this how because in the churches, almost every week, they celebrated martyrs who had been killed by the Roman emperors in the past. And it was like the performance of violence by Roman emperors against Christians was like something they remember. They knew perfectly well. So those two things did not overlap.
Perfectly and there was some context in which you would be more Roman and there was some context in which you would be more Christian And you find characters who and I love to do this I find characters who As some sources say we didn't pay too much attention to Christian things There's a politician's they were just doing their work and then you find characters who like devote themselves they go all in on orthodoxy and like monasticism and they just don't care about the Roman stuff at all. And that is in fact part of the reason why I like the society is because it has these kinds of options for people to choose and there's another one there's a Greek stuff too because their language is Greek their literature is Greek and so there are people in the society who go all in on the Greek stuff right and I see the society as this kind of laboratory of these three elements coexisting in these fascinating combinations.
Usually it's combinations, right? But sometimes you will find people who are like kind of try to be purest in one way or another. And it's the only society in history in which you can do this. Because it's the only society that's Roman and Christian and Greek. But in different ways, right? And unfortunately, I think it's tempting, but it's probably impossible to say if we remove the taxation system with the Roman Empire, more or less successful if we removed religion would it be more or less successful if we removed Greek capital Latin all the way through would it be more or less successful it's probably impossible to do this kind of analysis because they're also deeply integrated and fundamentally it also wouldn't be what it was it would be something different but there is a big temptation this is at the core of your work
and to understand why did the East Roman Empire last as long as it did. And why did the broader Roman Empire last as long as it did? Because it is one of not the most successful empires in terms of duration and stability in a very tense part of the world. That's actually like my next project. I'm starting to write a book trying to explain just kind of from an analytical standpoint. Why?
How did it last so long? A lot of your work kind of hints at it here and there, but you're trying to do more systematic. So we'll keep hinting at it. But to put a bowtie in Constantinople, it went from a very low population of maybe 25,000 people to 500,000 people in just two centuries. So can you explain how that happened?
Well, it didn't happen through just demographic growth and reproduction in the city itself, that rate of growth is impossible for an ancient city. So when I say 20,000, 25,000, that's possibly what the ancient city of Byzantium had when Constantine decided to find Constantinople. And it grew to a city of about half a million, two centuries. That can only have been done in one way, and that is emigration from the provinces.
So people must have been moving there in large numbers, which is a movement that we can't see very clearly in the sources, but we have to infer it and then try to explain it. Also, there's another factor, which is that ancient cities we now know or suspect are what some historians call death traps. In other words, the density of disease is such that Ancient cities probably are losing something like one, two, possibly 3% of their population per year. So just in order to stay with a stable population, they have to import people, right? Now, they're not like 17th century London. They're not that bad. Does diseases and plagues seem to be prevalent? Oh yeah. Now, you know, Roman cities have some corrections for these sorts of things.
like the way they distribute the water through the city. Anyway, they weren't as bad as they could have been, but there's that. So, not only to keep the population steady, but to expand it so dramatically means that a lot of people are coming in from the provinces, mostly the Greek-speaking provinces. So, you know, Greece, Asia Minor, and some of the major cities in the East that are Greek-speaking. And I started wondering, like, well, how did this happen?
Like, who are these people for one thing? And then I did some simple calculations. So I mentioned earlier that we have something like 2,500 senators, who are required initially to reside in Constantinople. Well, senators don't live in bachelor paths. Senators have manners. They have household staff, right? In Rome at the time, there's a calculation that a senatorial household was something like 100 people, right? Just servants, slaves, Dancing girls, cooks, barbers, whatever, right? So let's assume sort of conservatively that in Constantinople, it's only 30 people, which it might be low, right? So if you do the math, you're starting to get something like, I mean, closer to 100,000 people, right? And that's just by bringing in senators, right? They come with people. So I think this was the nucleus of the population.
Now then, Constantine also makes provision for possibly up to like 200,000 people to receive the grain doll, the bread. So that would have incentivized even more people to travel there because there are free bread. Yes, and you can't live on that alone, but it's something. Is it true that he diverged resources from Rome to Constantine? Absolutely. Oh, yeah. That grain, that's coming from Egypt.
New Rome is literally stealing food from the mouth of old Rome. Yeah. Now old Rome doesn't starve because they they divert other like from North Africa and Sicily you can feed Rome. But it sends a strong signal to the people living in old Rome that long term should probably move. Some people do move so we know of some senators who move from Rome. It sends a signal about the priorities of the state like they're investing much more in the east and that the east would be regarded as a equal.
parallel Roman world yeah as we talk about diverting resources the slowly the the west declines and collapses in 476 AD so the Visigoth sac Rome in 410 AD and in 476 AD the last western emperors deposed the mark in the end of the western Roman Empire high level question, what is the reason for that decline and the collapse of the Western Roman Empire? So non-stop civil wars, as we've talked about, weak emperors. There's an economic money crisis, so shrinking tax base, rising army costs. There was a loss of key provinces, especially in North Africa, reliance on contracted barbarian troops as they immigrated.
more and more into the Western Roman Empire, cascading invasions, migrations amplified by Han pressure, and then the East-West split. The richer East survives, the West can't stabilize under that split. The crux of the matter is that Barbarian armies, so armies from outside the Empire put increasing pressure on it during the 5th century and For whatever reason when the Roman state failed to sort of suppress one of them and They settled them here or allowed them to have here or couldn't stop them and they took over a province like the vandals did in North Africa This created this kind of vicious cycle because then the Romans they lost access to the resources from those provinces that is the taxes and without those resources they couldn't you know
maintain, mobilize, pay for their armies, then they had fewer armies to handle the next wave of barbarians that came in. The previous barbarians who settled kind of declared their kind of independence, they also could not be put down. And so this created a vicious cycle that just continued in that way. It's not rocket science actually. I mean, you can see it playing out. Now, who these groups are, where they came from, why did they cross? Those are different questions, right?
But from the Roman standpoint, that's how it was experienced. These are armies that can defeat a Roman field army in battle. And sometimes they do. And they then settle and take over territories. And then you lose the revenues. And so you can recruit your own armies. And so anyway, that's the kind of cycle. The East tried to help occasionally. They would send forces, but they were also subject to some of the same pressures.
Because remember, the Goths crossed the Danube for the first time in a major way. In 376, then you have the Battle of Adrianople a couple of years later, where like one and a half field armies is just annihilated. And the Emperor Valens dies and the Goths are just like kind of loose in the Balkans. And there was then a long war with them four years. It results in a kind of truce where neither side wins. And the Romans are the first time except the presence of this quasi-independent Gothic army in the territory of the empire. This is unprecedented, as I said, and it creates a lot of tensions and dysfunctions. Okay, so why does the East survive and the West is not, right? And so there's lots of reasons that we can give here, but one of them is a geography that we were talking about earlier. In other words, without a fleet, which they don't have, the Goths can't cross over
from Thrace or the Western Balkans to Asia Minor and go plunder some of the more prosperous provinces. So they're stuck in the Balkans. They're gradually pushed kind of toward the Western Balkans, which is like the worst part at the time like you want to be in. And eventually they just decide, well, you know, it's kind of nicer in Naples. And so they go to Italy, right? Just because there's just a lot more resources there for them.
And that's one way that the East just kind of manages to, it doesn't do this deliberately, but the geography kind of pushes these invaders to the West. So that's one. So geographies, some of it is sort of the luck of geography and both of the invaders and the geography of the Empire. But the East had a lot of invaders since. Yes. And was able to still.
barely at times. Yes. Survive the invaders. And some of that could be luck. Some of it could be about the nature of the invaders and the effectiveness of their military, all that kind of stuff. By the way, it worked in the other direction too. So if you have like Persians or Arabs coming into Asia Minor from the east, they usually can't cross over into your Balkan provinces. So you can fall back on one side or the other side.
If you fortified Constantinople so that it's an impregnable bunker, which it was, right? So you're holding your command center in Constantinople. You can alternate between your European or your Asian provinces depending on where the trouble is. You can call in reinforcements on either side. So the East does have that kind of advantage. This is not the reason why it survives for as long as it does, though it is a reason. Also, they acquire flamethrowers at some point, which those help too.
Ultimately, I think it's the decision made by local communities to stick with the Roman state. Like, ultimately, they're not going to actively side with invaders. And when the trouble passes, they restore ties with Constantinople immediately. Like, this is their natural political home. And that's the question that I'm really trying to answer. Like, why does that happen? You know, we should say just like we were particularly in multiple times that the Roman Empire survives.
So it's not like the Roman Empire collapsed and another Byzantine Empire was born. Yeah, really there is a shift that happens and Part of that shift is because of Constantine Right, it's not just about where the capital is, but I'm sure that there is just a general move towards that direction from the west to the east and that in many ways, you know weak emperors and the west the weak leaders the structure of government all these kinds of elements put together maybe demographic shifts and declines that have to do with the fact that the center of the empire has moved. That's right. And so ultimately, it's not that the West Roman Empire collapsed. Is it the center of the Roman Empire shifted? Yes. And because of that, the historic West collapsed. It's quite striking. So for example, already by
like the 430s, Constantinople is basically codifying Roman law for the West. So Roman law in Latin is codifying Constantinople and then sent to the West is, oh, here's your law code. And this isn't a 430, so after the alleged division between the two, which like I said, is kind of loose, it's not hard and fast. In the sixth century, It is the East that reconquers part of the West under Justinian and not only that, he also recodifies Roman law on a much bigger scale. And then that law becomes Western law. So in a certain sense, Roman law as we know it comes from Constantinople, doesn't come from ancient Rome. I mean, ultimately it comes from ancient Rome, but we don't have those versions of it. We have the East Roman versions of it. It is
East Rome that reconquers Rome. This is a funny inversion, you know, because Constantinople is situated in a province, Thrace, which always was sort of considered backwards, right? In the time of like the early Caesar's, if you were in Rome and you thought, you know, Thrace, it was like, oh, that's like, you know, some sort of, yeah, armpit of the Roman Empire or something, you know. But by Justinian's times, complete inversion, like the capital of the Roman world, the heart of it is there. And Rome is this kind of Backwater, provincial city in Italy, you know, that you've just liberated from the goss and it's kind of in ruins, there are wolves roaming the streets of the forum. So, this is a complete overhaul of the centers of power. It's turned inside out almost. And I think it's fair to say that the reason the east, part of the reason the east lasts as long as it did is the topic that we've mentioned, which is the structure of government.
Can we just zoom out once again and explain the key ways the government function in the East Roman Empire and how it evolved over the lifetime of the empire? Very broadly speaking, there's a civilian and military, right? And you might actually add the church. It's entirely plausible to treat the church as a kind of government institution at this time. But let's just stick with military and civilian. The military is pretty straightforward would be recognizable to any student of military history. This is how you recruit, organize, equip, pay, and lead soldiers. And the East Roman state tends to have a larger military, at least paper strength. Active is a different matter, like how many soldiers you take on a campaign is a different matter, but how many soldiers you maintain, like in the provinces generally, right?
It tends to be on the large side for a medieval society, right? So it compares favorably to say the caliphate, later on, which is a much more massive territorial entity. So the military is that it can have anywhere between 100,000 at a minimum, at a low point, up to maybe about 250,000 at a high point, depending on the period.
It's a lot of people. It's a lot of men factoring their families, right? These are also like part of the whole, you know, military economic complex, if you will. And their career military. So like, this is their job. And is the military for most of the history of the East Roman Empire defensive military? Mostly, but not always. Yeah. And we'll talk about Justinian. Sure. Yeah. And so then you have the civilian administration.
civilian administration does a number of things. Principally, it is to find the funds to pay for this army, which is a single largest expense on the state budget. And so in order to find those funds, it has to have census of the assets and it has to be able to tax them. And there are lots of different ways of doing that. So the civilian administration has a number of tax bureaus.
records keeping this sort of thing, also a legal branch for resolving disputes with the Imperial Fisk. Okay. But the Civilian Administration does a number of other things too, for example, the whole legal regulation of the Empire, the courts, judges, courts of appeal, or also issuing laws, keeping records all of this. And those are the main bureaus that have to do with the subjects of the Empire.
The emperors obviously maintain bureaus that are for things like diplomacy, right, or running the palace staff because the palace is a huge institution, right. And then there are a number of endowments that, you know, major churches, I guess, Sophia, for example, has hundreds of staff clergy to, you know, readers to whatever. And so they need to be paid. And so you need endowments. The imperial household, it has expenses. So it needs endowments.
So there's a lot of land that's earmarked for these kinds of expenses that requires administration. So this multiplies, right? I even go on and on and on and on. And I'm sure the tax code is not a simple flat tax. It's probably incredibly complicated. So it's just like in the United States, it feels like majority of the United States is basically lawyers and the IRS.
That's maybe ninety ninety eight percent. I think his lawyers are not sure they shrunk the IRS down now to a size that it can't like actually do anything They shrunk it down. I thought it's just ninety percent I think there is something This is another conversation about human nature and about the nature of governments, but there's there's something about I think it's impossible to have an IRS type organization that doesn't grow I think Maybe with good intentions because you can't you have to like Everybody always comes to you. Well, I don't here's my special case. I want my tax to be lower And then you kind of add another line. All right, if you have purple hair
right tax decrease and so you keep adding and then of course the more you add the more opaque the thing becomes therefore corruption seeps in or you know maybe not of like official corruption but corruption light and then either tax goes grows and then all of a sudden you have these big institutions that then encourage corruption and then there's a bureaucracy and there's a momentum and this is just how humans are yes so this happens in East Roman society too I'll give you some examples. So there's not a tax code as such, but the way it operates is through basically exemptions. So you petition for an exemption. You might be a monastery.
You might be a wealthy land. You might be someone well connected to the court. You might be a struggling provincial village. And you petition the emperor or some official and you say, Hey, we know we had bad season or the barbarians came through and they took all of our, we can't pay the taxes. Could we have an exemption? And emperors often are granting these exemptions for very specific things like maybe for this year or for that tax or whatever.
The problem is that the emperors are discovering every once in a while that their officials are granting these exemptions sort of on their own. So every once in a while, the emperors have to like clear house when they have to like cancel all of these exemptions and start the whole process again. But later on, once we start to have documentation, like maybe in the 11th century, we see that every little But not every but we have all these monasteries or villages these high officials and they all have these documents that give them exemption from this or that or the other thing and it gets so complicated and that's how it works. But it is the engine of society that makes the whole thing worse because you have to fund. I mean there's infrastructure projects but you have to fund the army and the army is necessary to defend against all the military incursions. Yeah yeah. A good fraction.
of the bureaucracy seem to have been unix, which are castrated men. Can you explain why this was a prominent thing? The unix are part of the household staff of the emperor. So that would be like, what would it be? The West Wing of the White House or something like this? So they are the people who handle the imperial person, the bed chamber, the organization of palace life, things like banquets, these kinds of things, the wardrobe, and why are they important? So for starters, if you're like physically with the emperor all day, right? Like you're handling the meetings you're, right? People can come to you and say, hey, I need you to put in a good word for whatever, right? So they can get things done. So you bribe them, they get things done. So they're very useful in this way. They're also kind of hated for that reason, right? But they're also kind of there to be hated. In other words, they soak up
a lot of the frustration that people sometimes feel when they're not getting, you know, they're what they want from the court. Okay. That's one thing. Here's the other thing. It's more interesting. How do you as an emperor make sure that your bureaucracy doesn't displace you? Like if the bureaucracy is handling all the matters of running the empire, what do we need you for? Right? Like the bureaucracy can develop rules of its own for solving all the problems, for dealing with petitions and exemptions and whatever, like they can do it. So where's your power exactly? So what the emperors did not want is to be displaced or overshadowed by these kinds of more impersonal institutions. And so they would often set up like parallel tracks of power. This could be a bit confusing. So Unix were perfect for this reason because often their origin was from outside the empire or they were former slaves.
They weren't connected to like networks of powerful families, so you knew that they would generally be loyal to you because they depended entirely on you, the emperor, for their position and their power. And what you would sometimes do is you'd say, okay, I'm putting you in charge of like this army literally, like putting you in charge of an army, just so you can counterbalance the kind of networks of established generals, and you'll have like, no, a unique from my wardrobe.
You know, I'm putting him in charge. And so this kind of shook things up a little bit so that people who were part of a system or a network could never fully count that that could get them all the power that they wanted. They now they have to answer this unique from the wardrobe who's like outside of their system. And sometimes these units are extremely competent like Narcissus.
Justinian's general who defeated the Goss and Italy in his massive battle. Like this guy was a total hard ass. And he's just little old man. He was very old. He was tiny and he was a unique. And the Goss laughed at him, but he had the last laugh, right? Is there some component to them being unique so they can't propagate the bloodline? Yeah, they can't have their own family. So they can't be like looking out for their own offspring. They're kind of isolated individuals who depend entirely on your favor. Is it known whether the castration is almost always by force? There are uniques in society generally. They are often bishops. They're appointed patriarch of Constantinople sometimes. There are all kinds of positions. Many of them are children who are enslaved and castrated against their will. Sometimes, however, they are castrated very much according to the will of their families.
In some parts of, in Caucasia, there were some regions that were famous for producing unix, also in Persia and so forth. But also, we are pretty sure that this happened within the empire because there were some families that really wanted to place a unic at the court. So from Patagonia, there were a number of, this is in Northern Asia Minor. And so they would, it was almost like a family strategy.
I mean, it's fascinating. It's fascinating that they had so much representation in the inner circles of the emperor, and therefore had real influence. But this was the case always even in Rome, like in the Julio Claudians, under the first Caesars, they're all these powerful uniques. And the senatorial class always hates them. I mean, it's the same dynamic.
One of the interesting things you said as an aside and one of the many podcasts that I listen with you is you said that there were no isolated people You know people that are disconnected from the empire Maybe who for example don't know about the taxes or just don't feel integrated to the system. I mean, that's really interesting to me that There's so much connectivity. There's so much cohesion as the entire peoples. These people do not exist. These isolated peasants. This is a myth that one day I'm going to write a chapter about this because it's this idea that you occasionally encounter actually quite often in the scholarship that there are these rural communities out there somewhere that don't know what's going on in Constantinople. They might not even know who the emperor is. They're cut off. Maybe a tax official would show up.
every once in a while, maybe not. And they just lived their lives on their own, unaffected by the state. Because the medieval state, we suspect, is, you know, always powerless and can't, you know, affect people's lives. There's no proof for these communities at all. At most, you might try to find some, like, actual hermits. Like actual Christian aesthetic hermits who try to go out and find this situation. And sometimes they're described in the text as like, so and so went so far out into the mountains that not even the tax census people showed up there, which tells you how they think about what it means to be isolated, right? So this is a state in which every piece of arable land has been senseless for centuries. It's not like you can hide a village, right?
The taxation process is not like what the visit wants a year give us some coin and we'll leave. It's actually more like three times a year. And the taxes are not just coin and maybe payment and kind or something, but it's a whole bunch of things like services and recruits and you're right. And once you start adding all of these things up, it creates a very dense institutional matrix in which all communities are enmeshed.
They can't get out of it. Also, they have a church, don't they? And if they have a church, they have the calendar. And of course, they have the calendar because... So, like, how do they organize time and space and boundaries and all of these things? Now, this is all state and state... How do they pay for anything? They have coins. Coins are everywhere. So, I think that these institutions structured the way that everyone, even in village communities, even in the most isolated ones, supposedly, how they thought about things like time and space and value and relations and power and kinship and so forth. So what you're saying is taxation is the thing that brings the empire together. It is, principally, yes. I mean, it's true, right? This is like, this is how you know. But on top of that, it's layered things like the economy, coins, right? But also, there's a church.
Yeah, and church is important, just like you said. Yeah. And this church is throughout the empire. Yes, and they had sermons, and they pray for the emperor after this service. No, there are no isolated communities. So one of the things I briefly mentioned would be nice to elaborate on is this term of monarchic republic. So we've been throwing around words like kingdom and republic and empire.
monarchy, so what is the actual, what's a good applicable term to what this thing is, the East Roman Empire? That's an excellent question, and I'm glad you flagged that, because we call it conventionally Byzantine Empire, and it's neither of those things, really. We talked about Byzantine. Now, Empire is a bit of a problem, because, first of all, there's no term in Greek.
in the Greek that they use, at this period, that corresponds to our notion of empire. It's not part of the official terms, it's not even, they didn't even have a term for it. You could have, there's some terms that might mean something like state, at he, maybe, or gratos. But for the most part, it's either Vasilya, which we might translate as monarchy, or Bolitia, which is polity. And, and Bolitia in Greek polity, is a Greek translation of Latin-Race publica. Race publica doesn't mean republic the way we mean it for the Romans, like a non-monarchical regime, right? That's how we mean like the American republic or, you know, that's a usage that came in later, like during the Enlightenment. In Latin, I raised publica is the common affairs, the common interest of a people who are constituted as a political community, regardless of the type of regime that they have.
Now, Gavin Cicero could imagine the Roman race-publica governed by a king, or by a senate, or by a democracy. And they continued to use that term. We don't use it according to Roman norms. We use it according to modern norms, the term republic. So they continued to call it a race-publica or a polity under the emperors as well. And it was understood that the role of the emperor, whether he's Caesar or Vassilefs or whatever language, was to serve the polity.
They keep saying this. So the terms that occur in the sources most commonly are Vasilya of the Romans, Pallate of the Romans, or Romania, which is the proper name of this state. Not Empire. Now, Empire. Empire in modern English commonly, an empire is a state that's created when one group conquers a bunch of others.
and rules them. It could be an ethnic group, it could be an ethnoreligious group, it could be a political group, whatever, but there's an act of conquest and results in a state where one group is ruling over others. That's not how Romania is actually constituted. We've talked about this. It's for the most part, all Roman citizens ruling themselves, like Roman subjects, ruling themselves through their own government. So it's not an empire strictly speaking. Now, occasionally, They will conquer other people. We talked about the warfare, sometimes it's not just defensive, sometimes it's offensive. In that case, you do establish an imperial relationship. We the Romans are ruling over this other group, it could be Slavs, Bulgarians for a while, it could be whatever, or even some Muslims in northern Syria for a while in the 11th century, and you are not Romans. That's an imperial relationship.
The question is how many of these imperial relationships do you need to decide that, well, we've reached a tipping point and now we're just going to call the whole thing an empire. Personally, I don't think we ever reach that point. I mean, all states, even today, have like minorities. Some of them are part of that state because they were conquered once upon a time, but we don't call those states empires necessarily, even though, like, the United Kingdom, well, Wales.
was conquered. And you know, the Welsh have their own identity, their own language. I don't know that you would call that now an imperial relationship. Maybe. I don't know. I think there's also a synonymous use of the word empire that refers to the power that the state has in the global context geopolitically. So sometimes empire is used synonymous to a superpower. Meaning it's one of the primary Nations in the world and it doesn't necessarily have to do with the imperial nature of its history. That's true. Hence the sort of American Empire, US Empire. Yes. So you would never characterize the American political regime as an imperial one. In so far as it does not have an emperor, for example. But anyway, yes. The problem is that in my field, we use the term empire conventionally
Even when what you just described is clearly not happening like even toward the end There's not a major world powered like has a few islands and the Peloponies and but we call it Empire and the Emperor and it's like it's completely ridiculous does not even a term in their language for that sort of thing Anyway, we can call things whatever we want just so we understand what the reality is and what we are using those terms to mean I think that's the important thing. Yeah, so then let's look at words which are both fascinating, monarchic republic. Why is that a good term for the East Roman Empire? Because they understood it very much to be a polity in the Roman sense of a race-publica that was governed by a regime that was monarchical. So those two elements, there's an emperor due to the top, and it's function politically like a republic.
Also, the emperor was expected to be working for the republic, like they keep saying this. So, this was their conception. You don't find it, for example, in other kinds of dynastic empires. The ones that don't emerge from within the context of an ancient republic. So, this is another reason why I find this civilization so fascinating. I mean, we mentioned the Greek and the Roman and the Christian elements that are kind of jostling together.
This is fascinating to me in part because it's this weird combination of monarchical power, like in terms of executive institutions, and a Republican kind of baseline ideology on which it operates. Yeah, and they sometimes come to a head. Is there at all a degree to which it's a military dictatorship, because especially when it's a general in the emperor's seat?
Yes, there's a republic. Yes, there's political discussion, but the army has a lot of power So to what degrees in a military dictatorship as is sometimes talked about when you talk about the Roman Empire Yeah, so Augustus is positioned for example and that of his successors is is talked about as a military dictatorship in other words when push comes to shove and the basis of political power is the army then I suppose it's legitimate for historians to talk about a military dictatorship. But here's why I don't think the Eastern Roman Empire is a military dictatorship, even though, again, the emperors control the armies and the armies themselves will often have a say in who becomes emperor, like through the civil wars that we mentioned. Okay. The reason why I don't think it's a military dictatorship is because they almost
Never very very very rarely use the army as an instrument of social control Is that is that strange to you because you see that being done Through so much of human history. Yeah, and they the fact they don't resort to that I mean for a thousand years That's just not a thing as a way of keeping down the population you just don't see it And part of the reason for that is I don't think the population needs to be kept down. Like this gets back to the consensus that we were talking about. The understanding is that the army is there to protect the Roman people and is often recruited among them. And for most of the period that I study is like lives among them. So when the embers have to call up the army, they're literally calling up soldiers from local villages. It's just incredible that this worked. I guess the civil war thing.
as a mechanism is effective. Because you just throw out human history. I mean, you look at even recent history, it's just a very common thing for authoritarian figure to use the army to suppress people. Yeah, but isn't that dangerous, though? Look at how many modern regimes tried to use their own armies against their people who were in the moment of rising up? Well, it's a risk like the Arab Spring, especially in Egypt.
And you could tell for those three weeks that Mubarak was trying to decide whether he could actually count on the army to suppress the protesters or not, because you never know what they're going to do if you ask them to fire on a civilian population. It can backfire on you badly. So I think that is a very dangerous force to use.
And even in the context of modern regimes, can result in a regime change? Absolutely. And there's huge wisdom behind that, but leaders are not always wise, often not wise. And often maybe they start out wise, but power corrupt them over time. And so the fact that this does not happen just over and over and over and over. And the East Roman Empire is, there's just signal there that's fascinating. And I mean, this goes to the book that you want to be working on about why the thing lasts.
So there's one emperor who does do that. And that's Justinian. Yeah, he gets wild. Yeah. So let's talk about Justinian. We have to have to talk about Justinian. Yes. One of the most impactful Roman emperors in history started as a peasant and rose in power to become emperor. He fought wars of conquest and was very consequential and impactful. Yes. So who was he?
All right, so Justinian was the emperor from 527 to 565. So quite a long reign. He was the nephew of the previous emperor just in the first, who was an older man ruled for just under a decade before Justinian. And both of them came from small, poor agricultural communities in the Western Balkans. We should say that Justin the first ended up in your worst 10-ampers list. Yeah.
For one decision, he's not the worst of the worst, but he made a very, very bad call when it came to church policy towards a church apart. You shouldn't have done that in my view. But by the way, Justinian's an immensely complicated figure. I found it impossible to decide, first of all, whether to put him on the best emperors of the worst emperors. Yeah, you're being spicy. Yeah, yeah. You have to be provocative about these things. And I thought omitting those two would be that. And it was.
So, and here we are talking about exactly the controversy. Yeah. And through the all the systems of social mobility that we've been talking about, Justin ended up Emperor because of his military background. He just rose through the ranks. He was in the right place, the right time became Emperor. And then he gradually positioned his nephew, Justinian, whose background we do not know. Literally, we do not know anything that Justinian did before the age of something like 38 when he appears on the historical record.
Same background. We know where he came from, but we don't know what he was doing. Was he an active soldier for decades? We don't know. Probably not. He comes equipped with a knowledge of something like Roman law and some Christian theology. That seems to be what he knew. And then Justin positions him to become his successor eventually. Kind of reluctantly, but he does.
Justinian also marries Theodora, who's a woman of former sex worker, which is controversial choice. By this point, he's a senator and is holding all of these top general ships. And then he becomes Emperor. She was also very influential. Yes. Very powerful. Yes. Under his reign. So the interesting thing about Justinian's choice of let's say associates, and that includes his wife.
is that he seems to have just gone for people he, like he thought were talented, or that would be good for him as a ruler rather than their social class or prestige. And so he accumulates around him quite a motley group of odd, sometimes, like these kinds of disreputable people. But they did what he wanted them to, and they were, they were blasting consequences for world history.
He has an eye for talent, and he doesn't hesitate to pick people that others might look down on if he thought they could get the job done. And these are some of the attributes that enable him to be as successful as he was. So that's his background. He's a Latin speaker primarily, but he knows Greek too. So here he is, but he had, so like I mentioned, the Wars of Conquest, he also overhauled the Roman law. He appoints a committee, as one does.
To just take the whole of Roman law and condense it into what we today we call the Corpus Eurosquilis, which is the body of Roman civil law. And this was a massive work of codification. And it is our main source for Roman law. Like overwhelmingly, what we call Roman law is what Justinian's committee and specifically this character called Trebonian, who is a very accomplished jurist, said it was.
And that did that persist through time to that last still to this day when you study Roman law you're studying Tribonians committee And so in terms of our modern society how much of impact did that have this codification this the stable law that ran the East Roman Empire well, I mean Roman legal concepts pervade Everything from philosophy to political thought to actual Roman legal practice I mean depends on what country you're in so in many of the countries of Europe it is the You know current law and it is a some degree I mean I'm exaggerating but legal scholars have to study a Roman law even even Law students have to do that Not in so much in countries like the United States or Britain which have the so-called common law system but ideas
In Roman law about, for example, property, right? Ownership, things like this. These were hugely important in formulating ideas, for example, about sovereignty in political thought. Yeah. It's one of the most important and influential acts of committee work ever done in Constantinople. So go into Prophecy here and looking at some aspects of the Justinians' laws. They include a systematic structure of private law.
persons, things, actions, strong protection of property and contracts, detailed family and inheritance rules, and a hierarchical status-based view of persons. These elements became the template for later civil law systems. And some over-laws, overall structures, tripartite schema, law organized around persona, legal subjects, things, and...
Procedural actions essentially who what and how of private law and it goes on I mean a lot of things I'm reading here really sounds like what we think of as law yeah marriage Look most of it's about property. Yeah marriage is illegal status lawful matrimony required conformity to rules about age citizenship and Canobium or prohibited degrees Incess rules, adoption, relations, etc. All that kind of stuff. Oh, yes. Who you can marry, who not? What was their view of homosexuality? Well, I mean, Justinian thought it caused earthquakes. Yes, yes. No, for him, no, so for Christian emperors or Christian authorities, this is reprehensible and more lacked.
depending, it could be punished. Justinian did try to punish it pretty brutally, I mean, ultimately, lethally. However, this gets really tricky here because what counts as a homosexual act is not clear to everybody, right? And in addition to which, This is a society that generally will not go after, let's say, scandals are deviance or however you want to call it, like systematically. There's no inquisition. There's no social police.
If there's some sort of scandal and this comes out, then it's a problem. But they're not actively going to track down, hunt down, monitor, survey, interrogate people about their sex lives. It isn't a way, despite having views that we may not agree with about sexuality, it was generally humane in the way of just kind of leaving people alone.
Mean that said there's some I'm just I'm proplexy looked up Justinian Roman law view of sexuality. They're pretty harsh and like adultery and Just getting freaky with it. No Justinian was more zealous in this matter definitely even though he married a sex worker Well sex work wasn't illegal Right, but it's a bit spicy Yes, and in fact it was illegal for a senator to marry someone from such a disreputable profession, and he got his uncle to pass a law changing that rule so that he could. Well, yeah, love knows no bounds. Actually, Justinian kind of says that in one of his laws. Oh, well, no, he.
Clearly loved her. There's no question. This actual love. I mean, you'll have to like this guy. Start as a peasant, surround himself by all kinds of weirdos just because they were good at what they did and it doesn't really matter class or not. Yes, but there's a lot to be said against him too. I like so much. Let's get into it. So he didn't launch Wars of Conquest. What was his view of war and conquest and what? It may be what are the things we should mention.
in terms of expansionary wars. He thought he was authorized by God to reconquer the lost provinces of the Western Roman Empire. And when he did so, that was proof that God favored him. And he was generally opportunistic about it. And for the most part kind of successful in that he intervened in the most critical moments of the histories of these barbarian kingdoms in the West and exploited their weaknesses and took them over. Now In the process, many of these provinces were ravaged by war. Italy for decades. He overstretched his resources, leaving his successors with a much more dangerous situation to defend. And he disbanded certain armies that were meant to protect Constantinople, sent them to Italy, for example, this weekend's a home front. So he left a very difficult legacy for his successors in that way. Plus,
Some of the provinces that he conquered were so like Italy. I don't think it could even pay for itself after a certain point So I'm not sure that some of those decisions were the best ones North Africa. Yeah, probably that paid off Italy and southern Spain Not so sure so that's one of the big criticisms is even though there was conquest It was overextended and those lands were not economically stable. Yeah, and broke. Yeah, okay Conquest is not just good in itself. I know that some rulers in history are called the great simply because they conquered something, but that's not enough. I know that rulers do this, but if we're to compare them to each other, we should at least expect that they have a plan or that it works out well in the end, let's say. And I don't think that many of these did. I should say that as far as historians go,
I think you don't give too many points on the conquest front. Personally, yeah, I don't. Yeah, so your value comes from is a leader implementing, lasting, change, like a stable... What's he good for his subjects? Yeah. Were they living better because of him than otherwise? And also like longer, like the long-term nature of it, not just... Yeah.
Not just like a temporary thing. Right. Are you strengthening institutions that benefit your subjects? That. And some he did, some not. So look, in order to send those armies west, to make those conquests, he stripped the east of armies. So the Persians could just march in and like destroy the Antioch. Like, that's a major strategic failure. And I don't think you get a pass for conquering North Africa by surrendering Syria.
He did rebuild Constantinople and reconstructed the high as a fear Yes, after he and his soldiers set fire to it. Yes in the Nicarans direction So this is when the people of the capital rise up against him and there's like about 10 days of street fighting and he brings in some armies and eventually he orders his armies to slaughter the protesters leaving more than 30,000 dead like this is an enormous number and A lot of Constantinople burned in the process, and yeah, he rebuilt it. So his building is considered one of his great points, so he built a Yesofia, for example, which is a magnificent church, like hands down. It's just a fascinating monument to study too. And yeah, that was him too. I'm trying to give you a sense here that the good and the bad are mixed in such equal measure that
like burdens as I can't decide which which bail of hate to put him on but there's a grand scale to the good and the bad yes yes for many people that's what makes for a exactly top 10 emperor list uh what about the plague well he wasn't responsible for that at least okay the the plague of Justinian yes aka 541 AD so some historians claim that it killed half the population and ruined the empire You are skeptical on this view. Yes, so this is a bubonic plague which lasts more or less for two centuries. It comes in and it goes and it's kind of endemic to large parts of the world. 541 is when it starts to break out in the empire and Constantinople and other cities and it spreads. There's been a lot of debate about this recently.
Because now we've actually isolated the pathogen. It's there's any epestus, like we know this. Just like a generation ago, this was just guesswork. But now there's all of this new like laboratory science work that's come in to fill in some of the gaps in history. That's so cool. It is. It is. There are lots of discussions about that. And so the study of diseases and virology have just become much more important lately.
It still doesn't tell you, however, like mortality rates and historical impact. Like for that, you still need standard old-fashioned non-laboratory historical work. And there's a debate about the impact of this plague. It's ongoing, I should say that. And some scholars argue for a kind of maximalist position of 50%. I think that would have brought this society to a halt. Just logistically speaking.
And so I believe in a much more moderate impact. And the real impact is what the tax base shrinks? Oh, yeah. The tax base would shrink instantly. You wouldn't be able to recruit armies. You know, there would be massive social dislocation. Like what happens in the in the black death in Europe in the 14th century. Like we have very good records for what happened to those societies and basically everything that they were doing stopped for a few years until they sort of tried to put things back together again. This does not happen in the sixth century. In fact, Justinian is at that time waging war on something like four or five different fronts. If you read the narratives of those wars, there's no pause. There's no impact from the plague on the conduct of those wars. They just continue on. Taxation continues, the courts continue. You just don't see it in the narrative.
And so I think that there was a much less impact than certainly than 50% yeah. So this sets the stage for tumultuous seventh century. You could call it that. So what is the legacy of Justinian in terms of how he left the empire leading in to the seventh century? Well, he left it overextended.
So his successors had to deal with many more problems along many more fronts with fewer military forces concentrated in what we might call the homeland of the Eastern Roman Empire. And so that made the center vulnerable too and so you start to get raids into the Balkans and you know it enters a kind of vicious cycle again.
Now not all of this was just Indians fault. I mean the plague definitely had some impact But I wouldn't blame everything on his successors as it's sometimes done like they mishandled the situation He yeah, he left them a very difficult situation to deal with so speaking of which let's talk about her actually is He didn't make he didn't make your list either which is a shocker for a lot of people. Perhaps you can describe the nuance of that, but he took over the Roman Empire on the verge of extinction. Persians at the gates, treasury empty. So maybe first tell the full saga of the Roman Persian War that threatened the empire's existence. Sure. Well, he wasn't entirely free of blame for the situation that he inherited. He was impart responsible for it.
So, he doesn't get a pass on that. So, Heracles is basically a rebel and a usurper. So, for various reasons, Roman and Persia are at war, starting around 602. And the Persian Shah at this time, Kustra II, has...
basically decided on a policy of conquest, not just raiding. Like, I'm gonna go in and take your people, you know, some cattle and some statues and take them to, you know, Mesopotamia. He starts, what, I mean, I think there's some evolution in his thinking and his planning about this, but pretty soon during the 600 and the aughts, he just, he realizes that there's potential for actual permanent territorial gain here, and his army start moving in.
And the Roman emperors, this guy called Foucault, who is himself a usurper, a military background, and he now faces a rebellion by Heraclius, who's bases in North Africa at this time, like around Carthage. And they have a civil war for three years, 608 to 610. That civil war that Heraclius initiates causes a diversion of Roman armies to the civil war away from the Persian front.
So it's a massive gift to the Persians. Plus, a lot of the fighting takes place in Egypt. And Egypt was a province that had up until that point not really been harmed by war. Now it is. Right? So Heraklase's forces, he's not in Egypt, but his backers are fighting a civil war in Egypt. So that's provinces now, you know, ravaged in part.
The Persians make tremendous gains in the East. Heraclius heads straight for Constantinople during all of this and to make a long story short, he manages to take Constantinople, execute, focus, and become emperor. But now he's facing a problem that's much worse than it was before he started the rebellion. The reason why Heraclius is sort of lionized.
Well, actually, there's a very long tradition of doing this, which goes back to the Middle Ages. The Western Middle Ages, Heracles was sometimes considered like the first Crusader. Oh, interesting. Yeah, yeah. So there's all this medieval literature about Heracles as being a proto- Crusader type and all that. For reconquering Jerusalem from the Persians and restoring the true cross and all that. So he had this kind of aura, and I think his modern admirers are basically just continuing, I mean, they might not know it, but they're kind of continuing this very, very long tradition of treating Heraklias as a heroic holy warrior. Anyway, from my standpoint, it's a complete wash. In other words, yes, he does beat the Persians, and he gets, like in my view, full credit for that, though he did it with, I think, the help of some Turkish allies from Central Asia. These would, I think,
the major component of his success at the very end. But no, no. So he held the Persians off and ultimately defeated them. Yes. And then he loses everything to the Arabs. So the Arab conquests are six thirties and six forties, but the Persian War is 602 to 628. Yes. So what can be said about this? What seems to be a pretty costly war, I guess, Persians.
So the war was costly initially only for the Romans. The Eastern provinces were conquered by Persia. That means Syria, Palestine, Egypt. So that's a loss. You lose all that revenue. And then they start raiding into Asia Minor. By the way, this is exactly what the Arabs would do just a couple decades later. It would conquer Syria, Palestine, Egypt, and they would start raiding into Asia Minor. So almost like...
This phase of East Roman history begins already during the Persian invasion. It's just a kind of prelude. It was in fact the Arabs that would do that for the next few centuries. So Heraclius, it takes him a very long time to get organized. In fact, something like 15 years. And it's not entirely clear like what he's doing all this time. But he ultimately manages to defeat the Persians by waging these Really spectacular, weird campaigns in the East. He decides to strike into the Persian heartland, as it were. Well, first in the Caucasus region, and then he goes into Mesopotamia. So not to try to defeat their armies that are rampaging around Asia Minor, or even besieging his capital in 626, the Persians and the Avars, people from the nomadic warrior group that settled in roughly modern Hungary.
They're besieging Constantinople. Heracles doesn't even go. And he's just kind of preparing his armies in the east. And he strikes the Persians right where it hurts. And this now begins to degrade the Persian Heartland and their infrastructure. Because remember, both of these empires are going to be in shambles by the time the Arabs come along. And this is what enables the Arabs to conquer them so quickly. And they destroyed each other in these wars. And eventually, Heracles calls in his Turkish allies and they go on a a field trip through Mesopotamia, and this causes a coup in Persia and Kustra is killed. Is there something to be said a little bit of texture to the motivations of the different empires and the different groups involved? So these Roman Empire, the Persian Empire and the Islamic caliphates were they after conquering, were they after expansion, were they after more like raiding for financial benefits? What was the motivation?
So in the past, the Persian Shaws basically were interested in raiding. And they also had an interest in manpower. So all of those Mesopotamian agriculturalist states won't till themselves. So they were kind of insatiable for agricultural workforces and specialized craftsmen and people like that. So they would go into the empire and get them. But in this phase, it seems that Kusro II is taking really to heart the idea that the Persian Empire should really extend to the Mediterranean.
as it did in like a Cheminid times, right, in ancient history, the empire that Alexander conquered. So it seems that the Sasanians, this is this dynasty, this Iranian dynasty, that's ruling the Persian Empire. Of course, they were aware of the Echeminids, but sometimes they would have these claims to reviving the former greatness of the Iranian Empire. So, bathing in the Mediterranean Sea is something that many Near Eastern monarchs, you know, they did this as a sign of success. Anyway, for the Romans, it was sheer survival. Just desperate survival, because they knew that this was a war that could end the Roman state. I mean, they're already on the verge of being ended. Yeah. And here they're defensive wars of survival. Yeah. So it's pretty clear that initially the goal of
Arab Muslim warfare is to unify Arabia that is that all Arabs should be Muslim and should be unified into this Religious kind of state whatever that the prophet and his successors had created now then they start striking out Into Rome and into Iran And it's not entirely clear like why now there are obvious reasons I mean we don't It's not like a huge historical mystery why a recently formed successful army will decide to take on to very weak opponents who are on their doorstep. This is not complicated. They're pretty effective at military conquest. But they're striking both empires from a direction that those empires had never prepared to defend from.
You might get some occasional raiders. You're never going to get an army that's coming out that can potentially conquer you. The defensive orientations are all wrong. These two empires have gone through this massive war that has destabilized them. They're low on man-powered, low on resources. The outcome is almost inevitable. I don't think there's a great mystery. The effect of that is they stripped away the richest provinces.
of the Roman Empire. Yes, Egypt in particular. That means now you can't feed Constantinople. Like we talked about the grain from Egypt, right? They came to Constantinople. You don't have that now. And so that means that the population of Constantinople will decline dramatically over the next few decades. So how does the empire rebuild itself, you know, restabilize because it's not, it doesn't collapse there, right? Yes, it stays, it survives.
There's interesting low points for the Empire where it still survives. This is one of them. And that is just interesting. It has the survival at the top. And the flourishing survival at the bottom is also super interesting. So what happens? How does it kind of stabilize? Very slowly. This is a painful process. And it takes some centuries, you could say. First, you got to stop the bleeding.
try to hold a line, it takes them decades to just to hold a line. Like they get pummeled by the Arabs for decades in the 7th century. And so finally by 660s, 670, they finally begin to beat them. Beat them on land and hold a line on the sea. And so we now have an investment in fleets. Eventually you get The Greek fire, which is the flame throwers. And when the Arabs try to take Constantinople, these attempts are defeated like twice. And that ensures the survival of the Roman state in some form. How were the flame throwers used? Ah, yes. This is an interesting question. We're still kind of debating that. Oh, it's not fully understood. Well, it's a state secret. They didn't want this getting out. So they kept it pretty well.
The fact that we're debating it will tell you that they were pretty good at keeping secrets. Possibly through a pressure valve. You have this flammable compound whose preparation and components is also a state secret. There's specialized as a core of engineers that prepares this and deploys it. It's possibly through a heated, pressurized container with this spigot let's say that unleashes this thing through a nozzle and it's lit and basically spews flaming napalm on other ships and it will continue to burn even when it's on the water right on the top so like you can't like swim away or anything so this is very very destructive weapon terrifying they use it against Vikings too
This is much later. So once the Viking show up, like when they would raid attacked Constantinople in the 940s, then again in the 1040s, yeah, the Romans used Greek fire fleets to just incinerate them. And that'll teach Vikings. Yes. If you're in that situation, you'd rather serve under the emperors than attack them.
And so this is this is a kind of nuclear weapon level state secret. They even had it in a hand grenade form. This is a real thing. Oh, yes. Hand grenade form. Yes. So it's a it's like a clay container with the compound. And it has like some sort of fuse that you light on the outside and you throw it. Now you throw it. You can throw it against people. It's not going to be that effective. Maybe you burn a person, whatever. You just wasted a hand grenade for, you know, one person.
It's most effective against things like sea gingers. So you throw that on a wooden frame and, you know, yeah, this is incredible. So this is one of the things that's finally stabilized, stopped the bleeding from a military perspective. Yeah, eventually. Now, remember, they've pulled the armies back into Asia Minor. So they're beginning to...
defend and fortify Asia Minor. Now you have to find ways to pay and support and feed all of these soldiers. And this is a whole administrative, it's a wrenching administrative readjustment. But they go through it. It takes them a long time. Eventually they emerge with a different kind of strategic logistical system. Just a smaller, harder core of the empire. That's right. Very militarized. Very militarized. And then in the eighth century, the second Arab siege of Constantinople that somehow fails. In the early 8th century, yes, that was the second siege. Yeah, the early 8th century. So why did it fail? Can you tell the story of that siege? That was really the empire hanging by a thread. Yes, but it happened to have a very competent man in charge. This is Leo III, and he's an emperor who has, he's a usurper. He's just his power.
they knew that this massive Arab attack was coming. And so it's quite possible that the Roman elites, you know, preferred to put someone capable in power at that moment. The city was very well prepared. I encouraged people in the audience to go and read the sources that we have for that. Oh, you can find many accounts of it online. It was just very, very well done. He also had Bullgar allies. So these are the Bullgars who had just crossed the Danube, just like just a few years earlier, actually, and settled south of the Danube, where eventually Bulgaria emerged. So he had Bulgar allies, and he used the Greek fire very, very strategically. He used his own fleet. He contained the Arabs to certain places where they kind of starved and wore them down. It's just very well done. From a military perspective. From a military perspective.
The walls, the navy, the weather, the diplomacy, just good luck that helped cost that noblehold. I don't see much role for good luck there. I mean, I think he had it all pretty planned out. It was all of the elements that you mentioned. And yeah, he just deployed them very, very astutely.
And went on to rule after that for another 20-some years, and his son continued. They formed a dynasty. We call it the Isonian Dynasty, though they were not from Isoria. And then from that, the fascinating thing that we mentioned about religion, there was a whole stretch of time marked by intense internal religious conflicts over iconoclasm.
Maybe you can clarify this, but so iconoclasm of course is whether sacred images icons should be venerated or destroyed. This had major political and theological stakes. The seemingly smallest things can have the biggest of conflicts. Yeah, you've been in an orthodox church. Have you seen all the icons in the just painting everywhere?
Every space that you can imagine is covered in either icons or images or iconography of saints. All right, that's a result of this. No, that's not what Christian churches used to be like, at least not in Constantinople. But his dynasty basically tried to limit or remove images from churches and ultimately that policy failed. And the other side that wanted images or liked images Then put it differently. Thought that images were not only appropriate but helpful in the context of Christian worship prevailed. And so gradually the churches began to fill up with icons, lots of icons. They're almost like a catch word for Orthodox devotion. I have icons at home, you have a little corner in the house, you have the iconography. Anyway, I mean, as a secular Orthodox person, but even I can't get away from them.
But that has serious consequences. I mean, it was extremely serious internal religious conflict. Well, okay. So one asterisk on that in my research, I did not find popular interest in this matter. Like. Oh, interesting. Yeah. Yeah. I don't. So this is an overblown. Yes. Yes. Yes. Socially, completely overblown. Oh, this is one of those things where religious folks will write the story of history. That's it. Got it.
You got it. I could not find there were like a few emperors and there's some bishops and abbots and monks like I don't know maybe a hundred two hundred people are like seriously invested in this and they're going at it but these are the people who write the texts but they never mentioned for example that oh you know the people of Constantinople they rose up and they demanded icons or not icons or anything like that never so In my view, this is one of those controversies that only a few people really, really cared about it. And unfortunately, they're the ones who wrote the sources. So you always have to be very careful to consider the sources when you're reading about anything involving religious events. Or any kind of events. But certain things are more intensely...
People are more intensely passionate about and therefore that bias is going to bleed into the way you report the history. And not only that, when emperors changed their policy, almost everyone fell into line. They switched positions. It's like, yeah, whatever. Put the images, take the images, like whatever. They did not see this as central. Some people did. And they got very worked up about it. Anyway.
But in the end, the pro-icon position won. And their view just began to fill up the space. I literally was filling up the churches. And it still does. Yeah. The thing is, we somehow took on the impossible task of talking about a thousand... It'll defeat you, man. It'll defeat you every time. I mean, there's a reason why you really want to do...
a thousand-hour podcast on this, right? As you do, there's so many incredible conversations about every single emperor, every single nuanced detail of the emperor. It really is a thriving civilization, it's a thriving empire, which in it contains so many lessons for even the modern times, but anyway, you have written one of the books is Streams of Gold, where there's a Blood the Rise and Fall of Byzantium.
955 AD to the first crusade. So this period has, we talked about survival on some low points. This is a period where once again there's some flourishing. Also by the 10th century in the Macedonian era, the empire is back. It's wealthy, it's culturally confident, and under emperors like these of the second, who I think is in your top ten list.
It is expanding again, and this is a period you describe in part in your book, Streams of Gold, or as a blood. So how did Byzantium go from surviving to expanding again? So I wrote that book in part in order to test myself and see if I could write narrative. So I hadn't written a history narrative book up until that point. Everything I wrote was sort of analytical, right?
And it was successful enough that a few years later my editor asked me to write the big history, the New Roman Empire, the thousand of the whole thing. And so I set for myself the task of explaining in this book, Streams of Gold Rivers of Blood, a very particular period that was marked by a sudden turn to conquest, again, after a long period of more or less defensive war.
955, there's a new military leadership is appointed, and the Romans go conquering again, especially in Solisha, Northern Syria, and Cyprus and the Caucasus, and then eventually also Bulgaria. And then right afterwards, they have this generation plus period of stability and prosperity, and then they're hit by a triple whammy. These are three new attackers.
So it's primarily the Seljuk Turks coming in from the east, some Pechenegs coming down from the north over the Danube, and the Normans in southern Italy. And under the pressure of this three-part attack, this expansionist, what had become more imperial state buckles, and enters another one of these crises just like the one we described for the...
Seven century, you know, survives it by the skin of its teeth and goes on again to rebuild and become prosperous, wealthy, and powerful again as it does throughout its history. It's these cycles. So I just wanted to describe that iteration of that process and that's what I do in that book. So I think the traditional view in this perfect storm of the 11th century Is that it was more to do with the internal sort of moral decay and Civilian uppers neglecting the army this internal stuff and you make the case that it's the external stuff the three-pronged attack like you said Normans in the West the Turkic step people in the North and Central Asia the Turks in the East yeah
Can you describe that the three forces in the case that that was the main reason why hit a low? Well, this is also a methodological problem, right? In other words, when you're looking at a society that suddenly faces a bunch of problems and you could, you know, reasonably make the case for a kind of decline or a crisis, is your instinct? It's your first instinct to suppose that there must be something wrong in the internal mechanisms of that society that, you know, led it to fail.
which is what my field has done traditionally. In part because of the decline in fall model of this society, we're kind of primed to think that there was something wrong with it. That's a long story. Or is it reasonable to say that a society that does not seem to have any particularly serious structural flaws is hit by external you know, challenges that it couldn't realistically have foreseen or prepared for such that, you know, it couldn't cope with them. And as I said, buckled. And I think that's what happened. I think that's the main narrative, not that there weren't problems, there were. But no state can, medieval or ancient can realistically survive the simultaneous attack of three very different kinds of
enemies the Normans who are like these Knights like a new type of Western warfare that is just all about you know grinding the enemy to bits But who are also terrorists like they're straight-up terrorists Normans are fascinating. I mean, there's a Viking component to the Normans. Yeah, that's a whole yeah, so they have they have three different kinds of enemies. Yes, the patch and eggs who's come you know a totally different type of You know, probably mostly nomadic horsemen and then the Seljuk Turks who are also mostly nomadic horsemen but who are coming in from Central Asia with vast reserves of manpower behind them. In fact, either intending to or as it happens affecting a demographic change in not just demographic, but ecological too because
They basically, when they move into Asia Minor, they're transforming or terraforming agricultural land into pasteurage. And they're just backed by reserves of manpower that no other enemy of the empire has had yet. So, yeah, how do you cope with these situations? I mean, they're very, very difficult. And it's a wonder that they survived it at all. Now, they also have internal problems. I'm not going to...
sort of try to sweep these under the rug, right? In particular, we're seeing the end of the Macedonian dynasty. This is a dynasty that had lasted for about two centuries. And this has a kind of politically destabilizing effect. New emperors, and there are a lot of like childless old men in this period, are relatively insecure. They don't have this kind of a dynastic glitz behind them. And so they're tending to buy a lot of political support.
Like hand out these exemptions, give cash, you know, titles to anyone who will support them. And this of course causes a budget problem. Like they don't have enough money after a while. And then they have to start raising all of these armies to deal with all of these problems. And that just increases the pressure on the budget. And so there is an internal problem as well. Yeah. So you mentioned this loop of thriving and then having to survive, surviving. That happens a few times throughout the history of the Roman Empire.
It seems that societies in general oscillate in that way. Is there something particular you could say about the oscillations, the loops, the throwman that part goes through? Yes. Now I don't think this is an oscillation, at least that's not how I think of it in my own mind. So as I explained that the crises that this polity, the state, the society that it undergoes are...
their discrete number of them, I can tell you what they are. And we've talked about most of them so far. They don't last very long and they are all sudden challenges that appear from the outside. And others are exogenous shocks that they can't really have prepared for. These shocks cause massive territorial loss, which requires adjustment.
But they don't last that long. In other words, the Romans almost always, at some point, figure out how to hold a line, how to consolidate their position, regroup and put their economy and their society back on a trajectory of revival, regrowth, an eventual reconquest, always, every single time except the last time. Right? And for me, this poses the following kind of dilemma, which I can answer. And the dilemma is, should we define the society by these brief crises of exogenous shocks, or should we define it by the centuries long, sometimes periods of regrowth, consolidation, and stabilization, which are endogenous. Nobody came from the outside to help them rebuild. And my answer is unequivocally the latter.
So I see this as a society whose internal organization primes it to Stabilize and embark on steady growth slow and gradual but steady And and that's what I would like my field to explain more and I'm gonna try to do so in the book I mentioned that I'm writing on like the longevity or the resilience of this society and not try to Center the crises which I see as being from the outside like these aren't of course they're part of its story but they're not coming from it what's coming from it is the stability and I think that's the more interesting part of the society yeah so the you know these peak-to-peak histories as you can think of them they miss the machinery in the valleys institutions incentives daily life all of these things the politics their religion
You have a bunch of revisionist history ideas in your work. You're challenging the field. Yes. You could say that. In the best possible way. So just the linger on it. What are some of the things that historians miss? So this is a big one, right? That you're speaking to, which is like focusing too much on specific moments versus on the broad structural underpinnings of an empire over society. Right. So what you alluded to there, is a critique of what we might call short histories of Byzantium, which is a genre of a book. This isn't necessarily what my other revisionist ideas are about. The more important ones are things like the monarchical republic that we talked about. In other words, there's actually a broader spectrum of political participation that emperors are having to look over their shoulders all the time. That there is a deeper matrix of Roman
Republican thought there, like that's one revisionist idea. Another one is about Roman identity, just like who are these people, and they are Romans, and in fact is kind of a ethnic identity after a certain point. Like those kinds of ideas. The criticism of the peak-to-peak kinds of books. So if you're trying to condense 1200 years into 120 pages, or even 200 pages, There's no way to do so realistically and give us sense of the whole terrain. In other words, what these books do is they jump from highlight to highlight. And these highlights are sometimes things like, you know, everything Justinian did because it's so extravagant to the crises. The crises are, of course, dramatic moments that you can't skip. And you can't get a sense from these books as to how all of this is interconnected.
in the valleys, right? In the crags, down there, like what are the mechanisms that are connecting these peaks together? And that's how I tried to write the big history, the new Roman Empire. Is it tell the story by casting light in those darker places that is to show how, especially institutions and ideologies, sort of tie people's lives together, that is tie people to institutions and to the broader history that surrounds them?
So that the reader can get a sense when I'm recounting specific events, or either of, you know, greatness or of that success, or a failure that they can understand roughly why these things are happening, right? Look, there's no perfect answer. A short book will just not tell you these things, a long book. Well...
is a long book. Well, in some sense, I mean, even in this very conversation, I think we did a pretty good job of looking at the values of the structure of the institutions. And that gives you a sense of the whole underpinnings. And so it's beautiful. It's a beautiful way to see history, especially for societies that have lasted as long as the East Roman Empire has. But it did take us a few hours. Yes. Yes. You're right. But it requires that you that you actually spend some time to look in there. What's the few hours among friends? I agree. So zooming out and asking once again, the old getting close to last call at a bar and asking the big question, we asked it before about the collapse of the West Roman Empire. When did the decline of the East Roman Empire
begin for you. Throughout this loops, when, if you were to predict, would you be able to say where this is going to be over? And what led to that decline and the collapse? So of course the collapse is in filing 1453 AD. Right. That's actually a very good question. In other words, Not looking at all of the previous crises that caused loss of territory, you lose Egypt, you lose, Syria, you lose Palestine, you lose Eastern Asia Minor, you lose, right? But at what point could you say there's no coming back from this, right? I would say early 14th century. Somewhere between 1300 and 1350, the sources of resilience begin to dry up and you have a number of setbacks.
they'd lose Asia Minor to the Turks by 1300 roughly, which means that you can now no longer draw upon the two wings as it were, the European side and the Asian side, which they could always do. They're confined to Europe. And then you have a series of civil wars, you have the Serbian expansion, and you have the Black Death. And they never recover from that.
In 1300, you think of this, you look at it and you think, that's a tiny little Balkan state. It goes from Constantinople to the Adriatic in this ribbon, this corridor that just stretches across the Balkans. And yet, it's not that much smaller than England and has about as much, if not more, revenue because they're still able to raise cash because taxes. So the emperor is still able to pull in a lot of gold.
And his territory is not, you know, completely insignificant. It's not what it, you know, the Roman Empire used to be. But I don't think that it's completely lost. Then they have some civil wars. Then one rebel makes a deal with the Serbs, surrenders half that territory, okay, after that game over. What's surprising is it takes the Turks that long. 1453, that's another century, right? It didn't need to be. It looks like they might have had it wrapped up.
Like 50 years after maybe you know like by 1400 But then accidental events happened. This is Timur Tamer Lane comes from Central Asia trounces the Turks breaks up their empire So they go into a cycle of you know rebuilding and so that's why it takes another 50 years anyway But I'd say by the 1340s game over and so why did it collapse? What are the things in the ground when you zoom out?
The thing that ate away at the I like this term sources of resilience. Oh foreign invasions. There's no question. It's just invasions. It's foreign invasions. Those which they could not cope with. They coped with lots of them. But you know, all it takes is to lose to one and you lose some part of your territory. And if you keep losing enough, you won't have anything to fall back on. And that's what happens. So really You know, if there's no significant external invasions, the East Roman Empire, the fundamentals, the taxation system, the way the policies were developed, the way the politics was done, the way the representation was done, all of that, this empire could have lasted for another 1000 years. Absolutely. I'm absolutely convinced of this, because...
You never see movements to split away. That is, there's no separatist movements, at least not on the part of any Roman provincials. There's one separatist movement, which is Bulgaria. We mentioned Bulgaria was conquered in 1018. There's a couple of independentist movements, rebellions, eventually one succeeds in 1185. So just under two centuries. So Bulgaria is the only part of this empire that actively seeks to break away and does so. But for the rest of the 1200 years, you don't find provincials wanting to leave this system. However much they complain about the taxes, they don't want to leave and they make no move to do so. You also never have a moment when the center loses its ability to tax its territories.
You don't have widespread peasant uprisings or agricultural rebellions or these kinds of things, which happens in every other one of these empires. They also never decide to partition it. The Frank's partition there, like after Charlemagne. No, there are no...
Roman warlords that try to carve out peace of the territory for themselves and rule it independent. Nope, that doesn't happen either. So if you're looking at the kinds of factors that cause states to fail, fragments, become ungovernable, these never happen. This is so incredible. This is truly incredible. In the history of human civilization, it's just incredible.
Study of what human societies can can form so so what what what what what are the wise? Why why why was it so stable when I look there are other stable like for example The British monarchy has been around for quite a while, right? States like Portugal, Japan. They have one thing in common They're all tucked away at the edges Like they're off their little islands or whatever. They're not like right We're talking about a society that was right in the middle of one of the main corridors of empire building and new religions in the world. This is the most dangerous neighborhood that you can possibly live in. No wonder it didn't survive. It would have been extraordinary if it had, but absent those forces. I don't see any forces of internal decomposition.
That would have imperiled it, you know significantly. So what I mean, we've talked about a lot of it, but what just to like return to it why was there no? Internal sources of decomposition like why did it work so well? Why did the people feel represented? Yes, they by the way you talked about how they complain about the taxes, which is one of the signs of a healthy society that we it's like complaining about the weather. The fact that you complain about the taxes actually means that you're happy with the taxes. It's not too bad. You know, complaining is part of the system anyway. But why why why why did it work so well? Why did everybody get along? Oh, no, no, no, not get along. Yeah, not in a silly way. I mean, sufficiently to where they wouldn't
warlords wouldn't rise and break apart the system. Or if there was those kinds of forces that would come back together, why is this such a great self-healing system? So you're exactly right. So sufficient is the key word. We don't want to idealize this, right? These aren't like, they're not just dancing in the streets holding hands and they're right. Even when it comes to the tax system, they are complaining all the time. Of course, they're doing so because they know that complaining gets you things. There's no disincentive.
to complaining. You might not get what you want or you might get it, but you know, no harm will come to you. So they complaining all the time. They have all of these civil wars. They're like, okay, so I think I would give you a two part answer, so really quickly as to why this held together so well. First is that an extraordinary effort was made by the authorities to persuade their subjects that they were ruling on their behalf. And I think For the most part, actually tended to do so. And the second is that it had a very tightly unified identity as Roman and as Orthodox. In other words, for the most time, they knew that they were surrounded by enemies who were not those things. And they did not want to live under the power of non-Romans and non-Christian people. And so those two factors combined, I think, gave everybody
Reason to hold it together the alternatives were worse Yeah, I mean, that's a really brilliant summary and I think we should mention the both the rhetoric and the action are important I think you've articulated that rhetoric is really powerful Like stating over and over and over Yeah, you represent the people that you're you're acting on behalf of the people and doing the action, but it's not enough to actually do the action. You would think that's all Make a value says that's the only thing that matters than no. No, the rhetoric actually has a lot of power. Yes, because it is a uniting idea and ideal that propagates through time and it pacifies you. It makes you puts you a piece. Yeah, rhetoric is important. I'll give you an example. Um, as a academic administrator, right? I mean, I was a chair of department for years and years. There's a difference between a dean who says, um,
Sorry, bad budget situation. We're just going to have to cut your programs on the one hand. And a dean who says, I am fully on board with what you're trying to accomplish with these programs. I am a defender of the humanities. Unfortunately, we have this budget situation and we're going to have to cut some of the programs, but I assure you the moment.
I'm in this with you together the moment we find the funds we will restore them those two just rhetorical strategies that they're aiming at the same practical outcome will produce very different levels of compliance right and consensus and I should say that there's subtlety there the best rhetoric in that context and maybe in the East Roman Empire is you also have to believe it Yes, it has to be credible. You can't just say it and then I do it. But one of the things I've learned about humans just having been doing this little podcast is that people could like the best way to say a thing a powerful thing is to really believe it. And so like this clearly one of the things that made the Roman Empire work is doing the action is the best way to make the rhetoric powerful and effective. Yeah.
This is sort of what Aristotle says about tyrants. In the politics, Aristotle is giving essentially advice to tyrants on how to protect themselves because tyrants are usually hated and are killed in coups, right? And he says, oh, how, you know, essentially, how do you manage to secure yourself when you're a tyrant? Well, you know, you can start by maybe, you know, obeying the laws or making sure that your subjects obey the laws and you know, maybe work for the interests of your, essentially he's telling them that kind of become benevolent kings. And the best way to persuade your subjects that your legitimate benevolent kings is to be that. Yeah. Yeah. So what from all of this from this 2200 year history of the Roman Empire, what lessons can we draw from modern times? Now we're sitting in America.
That's a young empire. I know we're not calling it an empire, but you know. Lots of people are calling it an empire. I thought it was sort of taboo. Yeah, in the 20th century, it was like, is America an empire? But like I think since the Iraq war, like since 2003, I've seen at least very casual uses of America and empire in the same, you know, sentence without any kind of hand-ringing. Is it ever called that in academic setting?
Yes, technically, I guess you could say given the expense of the military bases and the military might and the way that represents itself in the geopolitical context. There are books published all the time that unironically discussed America as an empire in various ways. By the way, both positive and negative. So when you're saying a positive thing about America calling it an empire and when you're saying to criticize America, you call it an empire. Yeah, you're right.
Yeah, I mean most academic books aren't trying to do like either they're just trying to analyze the situation. What lessons about representing the people, about flourishing, about stability, can we draw? I will say that just drawing on what we were talking about a moment ago, that investing in institutions that work for the majority of your subjects, Even if indirectly, they have to pay a cost for them, but you have to explain to them why they're paying that cost, is to the benefit of the ruling classes as well. Because ideally, you're thinking about long-term success and not just your own short-term gain. And I think that's what the society tends to do well. The Romans generally know how they built roads for the centuries in the millennia.
They built institutions too. One of the institutions they built was the Christian Church. They built things to last. And I think that's a good lesson beyond even the roads. I think institutions that explain to people why they exist is... I think we could use some of that. And also the first point you made about the East Roman Empire.
I think you've said that U.S. foreign policy sometimes has a quite a large gap between the rhetoric and the modern times, the rhetoric and the action. And so to the Machiavelli's point that we want to maybe narrow that gap for successful empire for successful nation, the rhetoric has to match the action. And it doesn't quite for some of the foreign policy engagements in the world.
In the context of the society I study, let's say the army is the single largest expense is doing pretty much what the emperors say that it's doing, which is protecting its subjects. That's actually what it's doing most of the time, not all the time. So, for example, emperors will sometimes take the armies out on a raid or an expedition, crack some skulls, gather some plunder, come back, and this is done to glorify the emperor. Like, yeah, yeah, yeah, this does happen. But for the most part, They're doing that not much else. Actually in pre-modern context, it's very difficult to operate shadow foreign policies and things like this. It's just not part of the cards. But America in particular has such a history of proclaiming the loftiest goals. Sometimes just breathtakingly...
plausible. Plus the incredible engineering behind the military industrial complex. So America is very good at creating the flamethrowers, the technologies of war. And so the lofty goals combined with just a lot of profit that could be made on the technologies of war creates a very difficult situation to navigate where the gap naturally widens.
I don't think most of the world even believes, you know, what American leaders say their goals are, especially when it comes to like war. Like spreading democracy, you know, really? I remember when they were trying to convince me us that the invasion of Afghanistan was a feminist war. Oh, that was the thing, huh?
Yes, they would deliberate the women from the burkas or whatever and like the news was just flooded with like how terrible women have it in Afghanistan It's like you really trying to persuade me that that's why you're sending armed for like Anyway, I think there's a lot a lot of wake-up calls about the one Afghanistan Iraq where people realized that there is that gap between the rhetoric and the action and I mean that's how Because of a lot of people waking up to that They create pressure on the government to close the gap, and that's how we navigate this complicated world, but it's a costly one. I mean, these were extremely costly wars on every front, on every measure. Yep, but the same lesson was learned in the Vietnam War. That was such a disaster that essentially they had to switch to abandon the conscript army, switch to a professional army.
And it took them so long to be able to wage these empire wars again because of the sheer damage that the Vietnam War did to the credibility of the military leadership in the country. This never happens in Constantinople. You can be criticized for losing a war, that's one thing. But that you're using the army to do some...
Some of this does have to do with the functioning of how democracy works, the temporary nature of the leadership, and that they're very short-sighted because of the nature of the elected position and the executive. I mean, that's what we're trying to figure out, the human civilization, how to do this in this particular case, the democracy thing. There's no right answer. And by the way, I don't want to be ruled by kings or monarchs or emperors either.
It's like I wouldn't necessarily support that. I'm not advocating here for anything. I'm just trying to explain. But you're exactly right. You know, we want democracy. We want leaders whom we can eject every four or five years, which includes sometimes their teams of experts and policy designers and whatever. And that comes at a cost too. So you said that the Roman Empire maybe ancient Greece, maybe the low...
Societies before that and now societies after that the society we live in are very different and so applying the lessons of history You have to be careful doing so, but are there things? They're the same with us humans So if everything you've studied across hundreds of years and centuries are there aspects of human nature that kind of persists? So look intellectually I have gone through periods when I was a grad student, it was, you know, this was kind of when postmodernism, what we might call loosely, was kind of alive and well and had not yet been kicked in the pants. It was very common to find colleagues who did not believe that there was such a thing as let's say human nature. In other words, let's say the parameters of human psychology
are, yes, there's considerable variation, but they're within a certain set of norms. We're not going to behave like different species. And they did not believe that there was such a thing. In other words, all of human history is essentially a series of incommensurate slices of difference. That you just couldn't go from one to the next and And there's a very problematic view for all kinds of reasons like how how small do you slice these slices? I mean it and No, I'm with Thucydides on this one Who says that you know more or less human beings are gonna more or less? They're going to be after right they'd love and they hate and they have ambitions and they're incompetent and
you find the whole range of you know the whole gamut of diversity pretty much in every any group of about 20 or 30 people you're gonna find the same kinds of types now culture then comes in and you know tweaks things in all kinds of weird ways and that's as a story in what I'd like to study I like just how the culture will modify will set the dials right but that the dials go from one to ten most people is like yeah yeah I think so but every once in a while there'll be a few a few folks who come along, whether it's Steve Jowler, Trollneck, or some guy with the weird mustache or with a funny hat, and those can turn the ties of history. I think so. Occasionally, yes. But they're just ultra skilled at the right time, at the right moment. Oh, I believe that too. Oh yeah. In other words, I also don't think that cultural systems or ideologies are so
effectively totalitarian that they sort of colonize the mind of every person. So everyone in a culture is just like a clone. You encounter this sometimes in historical scholarship. And no, I think people can sometimes just think for themselves or they can think outside the box and they can do all kinds of things. And I always want to keep my mind open to that possibility when I'm encountering historical agents. Just because you've seen this grand history.
I apologize for the ridiculous question, but if we look at the entirety of earth and we fast forward a million years from now, and the history of life on earth is written, do you think we're at the very beginning of human history or are we in the middle or close to the end? A million years from now. I mean, I can't a projector predict anything like a year from now. And I've become actually increasingly skeptical that I can do so at least. However, so I don't know about beginning, middle, and end. It's easier to think in terms of like numbered phases, like significantly different phases of human history. And I would say we're probably in the third. I think there've only been three phases. The first one being hunter gatherer period, which
That lasted for the majority of human history so far, right? Then there's the agricultural revolution basically. And this is when you start to produce surpluses that create more complex societies. And we're now living through a technological, first industrial, now you can throw all kinds of bucket industrial technology. Industrial technological, which is modifying the parameters of what it is that human beings can do and possibly be.
and who knows where this will go, but I see these as very distinct in many ways. It's all human beings with all humans. It's very different context. They're almost modifying themselves. So the question is, is there a fourth? Is there a gap for sure there will be? And what does that look like? And is it when they look back at the third, would they still see us as the same as them? Or would it be something completely different?
Oh, no, I mean, we look back at the Romans or the Greeks or any period in history. And we're like, yeah, no, I see what you're doing there. You're doing it with the technological capabilities that you had at that time. You're doing it with the materials that you had. But I see what you're doing. Yeah, you've got families and you've got armies and you've got, you know, you bury your dead. But now we're increasingly actually having the tools and technology to modify.
It's like deeply modified what it means to be human genetic engineering brain computer interfaces as we understand the brain more we can modify things expand completely plus artificial intelligence It can expand the knowledge base and the intelligence of the human mind unless We figure out the human mind is actually incredibly special to their agree words At least with the tools we have this century We cannot accomplish, we cannot achieve the level of intelligence that generally tells us that humans have. Or one of these is when my figure out in stage four of this long history is that the thing that makes humans special is not intelligence, it's not any other things we kind of value each other by, it's actually consciousness. And consciousness is the thing that is very difficult to engineer. So that's the common thing.
from the hunter-gatherers to before the industrial revolution and after is we're still the same. We still feel like something to be alive, and that's maybe an important component of what makes us fall in love with each other, or fear each other, or suffer, and all the full range of the human condition, the human experience. Maybe even technology cannot replicate that, cannot modify that. Maybe that's what we learn.
Very possibly we destroy this whole thing because now for the first time in human history We have the tools unfortunately to destroy everything This is all very eloquent. I mean after so many hours of my rambling about the medieval Roman Empire your Yeah, I'm impressed. Okay. What gives you hope about this whole thing about the future of human civilization Look there are a lot of challenges right that that we face, and we talk about them a lot. As a historian, I see other periods that were far more difficult when people could have far more easily have given up hope, and sometimes did. But I don't think we're in one of those. There's some major issues like the uncertain future of technologies, what they might do, exactly what you were talking about.
I think they're solvable problems to a certain degree like if we can rain in some elites a lot of these problems can be fixed and that's not like a super difficult I mean, it's difficult, but it's not like impossible Look um, so I grew up doing the Cold War Let's just take the 80s for example and in the 80s like there was a pervasive sense that nuclear war could happen in any time and just annihilate everything. And we lived under that. And if you look at the popular culture of the 80s, it's like all like upbeat and cheerful and naive. And like there's just no correlation. And then you move into the 90s. And the Cold War is over. And everyone's all depressed. The music gets all like whiny. And like, what happened? This is just no correlation. Anyway, I just think that it's a pervasive sense of hopelessness or, you know, despair.
It doesn't always match with, like, if you look at the situation objectively. I mean, yeah, it can be pretty bad. But there's so much that's happening that is good all the time. So I think this period of human history will be because we've talked about the ups and downs of the Roman Empire. I think, unquestionably, this period in history, the 20th...
The late 20th century and the 21st century will be seen as the flourishing of humans So if we actually just wake up. Yeah, it's like what everything around us by most measures of human flourishing We're doing pretty good the amount of the sheer misery is probably objectively decreasing every year Now, you know, we're also creating problems. Yes, that will cause misery down the road. Yeah, yes, but Overall, I don't see a reason to despair and not have hope. Yeah, we're doing okay. We can do better. Let's do better. Let's do better. Well, Anthony, this was an incredible conversation. Thank you for all the amazing work you do and for the world-win journey through such a fascinating part of human history. This was fun. Thank you for talking today.
It was a pleasure to be here. And thank you for not just for inviting me. I mean, this is probably the largest audience, you know, I've ever spoken to. But also just for giving my field and this civilization that I study, the opportunity to be seen and heard from more people, I think that's very important. You've done a real service here. So I want to thank you for that. Thank you. Thanks for listening to this conversation with Anthony Codelos.
To support this podcast, please check out our sponsors in the description, where you can also find links to contact me, ask questions, give feedback, and so on. And now, let me leave you with some words from Benjamin Franklin. A great empire, like a great cake, is most easily diminished at the edges. Thank you for listening, and hope to see you next time.